Pa Fund Management LLC (New York)


Pa Fund Management LLC is a large advisory firm based in New York. It manages $39.07 billion of regulatory assets for 51 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Connecticut, and New York.

Pa Fund Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pa Fund Management: assets under management

The assets under management (AUM) of Pa Fund Management LLC is $39.07 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 25% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $39.07 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $766.06 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Pa Fund Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pa Fund Management LLC

Edward Blake Moore joined the executive team most recently as the Member Of Management Board.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Stephen Joseph Treadway Chief executive officer 1 May 2000 Other 1681478
Francis Casimir Poli Chief legal officer 1 May 2000 Other 1628917
Pa Retail Holdings Llc Member 1 Jul 2001 75% - 100% 33-0977088
Allianz Global Investors Retail Holdings Llc Member 1 Jul 2001 75% - 100% 33-0977088
John C Maney Chief financial officer 1 Oct 2001 Other 4478905
Annemarie Louise Mariano Chief compliance officer 1 Jan 2003 Other 2869303
Brian Scott Shilissel Chief fund administrator 1 Jan 2003 Other 2382040
Andrew Jay Meyers Managing director and coo 1 Jul 2004 Other 1406093
Marna Cupp Whittington Member of management board 1 Jul 2004 Other 2552997
David C. Flattum Member of management board 1 Jul 2004 Other 4433623
Bruce Lewis Koepfgen Member of management board 1 Aug 2004 Other 830273
Udo Frank Member of management board 1 Aug 2004 Other 4648701
Edward Blake Moore Member of management board 1 Feb 2005 Other 2406234
Emory Clifton Hoover Member of management board 1 Feb 2005 Other 1735351
Thomas Lowell Harter Chief compliance officer 1 Feb 2005 Other 4926740

Indirect Owners

The SEC currently registers 19 indirect owners.

Name Entity Date acquired Ownership Employer ID
Adam U.S. Holding Llc Managing member 1 May 2000 25% - 50% 95-1079000
Pacific Asset Management Llc Member 1 May 2000 25% - 50% 95-1079000
Pacific Life Insurance Company Member 1 May 2000 75% - 100% 95-1079000
Pacific Mutual Holding Company Stockholder 1 May 2000 75% - 100% 33-0769202
Allianz Dresdner Asset Maangement Of America Llc Member 1 May 2000 75% - 100% 06-1605361
Inc. Allianz Of America Member 1 May 2000 75% - 100% 13-3412614
Allianz Aktiengesellschaft Stockholder 1 May 2000 75% - 100% 98-0122343
Allianz Paclife Partners Llc General partner/ unitholder 1 May 2000 Other 33-0915825
Allianz Global Investors Of America Llc Member 1 May 2000 75% - 100% 06-1605361
Allianz Dresdner Asset Management Of America L.P. Member 1 Jul 2001 75% - 100% 06-1349805
Allianz Global Investors Of America L.P. Member 1 Jul 2001 75% - 100% 06-1349805
Allianz Dresdner Asset Management Of America Llc Unitholder 1 Jan 2002 75% - 100% 06-1605361
Allianz Global Investors Of America Llc Unitholder 1 Jan 2002 75% - 100% 06-1605361
Pacific Life Insurance Company Member 1 Jan 2003 25% - 50% 95-1079000
Allianz Dresdner Asset Management Of America Holdings Inc. Managing member 1 Jan 2003 Other 43-1993556
Allianz Dresdner Asset Management Aktiengesellschaft Sole stockholder 1 Jan 2003 75% - 100% 00-0000000
Allianz Aktiengesellschaft Stockholder 1 Jan 2003 75% - 100% 98-0122343
Allianz Global Investors Of America Holdings Inc. Managing member 1 Jan 2003 Other 43-1993556
Allianz Global Investors Aktiengesellschaft Sole stockholder 1 Jan 2003 75% - 100% 00-0000000

Based in New York

The principal office where Pa Fund Management LLC performs its advisory services is located at 1345 Avenue Of The Americas, New York, NY 10105 4800 The mailing address of the firm is 888 San Clemente Drive, Newport Beach, CA 92660. An additional office of the firm is in Stamford, CT. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number (212)739-3000 or by fax (212)739-3948. The normal business hours are 9:00 - 5:00 on Monday - Friday.