Mace Capital Management, LLC (New York)

Mace Capital Management, LLC is a mid-sized advisory firm based in New York. It manages $40.78 million of regulatory assets for 120 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of New Jersey and New York.

Mace Capital Management provides portfolio management for individuals and small businesses and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mace Capital Management: assets under management

The assets under management (AUM) of Mace Capital Management, LLC is $40.78 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in other assets the most. They account for 91% of the total AUM. The second-largest asset type is exchange traded securities, which make up 5% of the firm’s portfolio. Investments in investment grade corporate bonds form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mace Capital Management, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Steven Mace serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Steven Mace is high net worth individuals with 11 clients and $31.19 million of assets under management. Among the 1 most similar advisory firms, Mace Capital Management has the 0th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $40.78 million for 48 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Mace Capital Management doesn't advise any private funds.

Careers at Mace Capital Management, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Steven Mace	President/managing member/chief compliance officer	1 Jan 2005	75% - 100%	2195661

Based in New York

The principal office where Mace Capital Management, LLC performs its advisory services is located at 1120 Avenue Of The Americas, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-626-6632 or by fax 212-626-6999. The normal business hours are 8 a.m. - 5 p.m. on Monday - Friday.