Lcv Wealth Management, Ltd. (Rockford)

Name: Lcv Wealth Management, Ltd.
Address: 4949 Harrision Avenue, Rockford, IL, 61125 0407
Telephone: 815-399-7700

Lcv Wealth Management, Ltd. is a large advisory firm based in Rockford. It manages $90.88 million of regulatory assets for 365 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of Illinois.

Lcv Wealth Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Lcv Wealth Management: assets under management

The assets under management (AUM) of Lcv Wealth Management, Ltd. is $90.88 million. The firm's AUM has gone down by -11% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $38.56 million in discretionary accounts and $52.32 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $488.15 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $182.92 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lcv Wealth Management, Ltd. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lcv Wealth Management, Ltd.

Neal Richardson has been acting as President since 1 Jan 2007. Llc Wipfli Financial joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Callihan Van Osdol & Co. Ltd. Lindgren	Owner	1 Sep 2001	75% - 100%	36-4122851
Douglas Fitzgerald	Secretary	1 Oct 2002	Other	4602494
Scot Peter Roche	Chief compliance officer	1 Sep 2004	Other	4428864
Neal Richardson	President	1 Jan 2007	Other	4602492
Michael Smith	Treasurer	1 Jan 2007	Other	4602496
Llc Wipfli Financial	Member	1 Nov 2010	50% - 75%	39-1947134
Llc Hewins Financial Advisors	Member	1 Nov 2010	50% - 75%	94-3338956
Jeffrey Edward Stubbe	Senior vice president	1 Nov 2010	Other	4359233
Naomi Robinson Ramsden	Legal counsel and chief compliance officer	1 Nov 2010	Other	4359258
Roger Colburn Hewins	President	1 Nov 2010	Other	2205798

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Roger Colburn Hewins	Manager/president of hfa	1 Oct 1999	50% - 75%	2205798
Wipfli Llp	Sole member of wipfli financial, llc	1 Jun 2000	75% - 100%	39-0758449

Based in Rockford

The principal office where Lcv Wealth Management, Ltd. performs its advisory services is located at 4949 Harrision Avenue, Rockford, IL 61125 0407 The mailing address of the firm is 4949 Harrision Avenue, Rockford, IL 61125 0407. An additional office of the firm is in Sterling, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 815-399-7700 or by fax 815-399-7644. The normal business hours are 8:00 am-5:00 pm on Monday - Friday. You can find more information about the New York firm at www.lcvcpa.com.