Garnet Equity Capital Holdings, Inc. (New York)


Garnet Equity Capital Holdings, Inc. is a large advisory firm based in New York. It manages $179.87 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2013.

Garnet Equity Capital Holdings provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Garnet Equity Capital Holdings: assets under management

The assets under management (AUM) of Garnet Equity Capital Holdings, Inc. is $179.87 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $179.87 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $179.87 million each.
Garnet Equity Capital Holdings has custody of $179.87 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Garnet Equity Capital Holdings, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Garnet Equity Capital Holdings serves?

The only and largest group of clients of Garnet Equity Capital Holdings is pooled investment vehicles with 1 clients and $179.87 million of assets under management. Among the 9 most similar advisory firms, Garnet Equity Capital Holdings has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $179.87 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Garnet Equity Capital Holdings also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Garnet Equity Capital Holdings, Inc.

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Joseph A Cohen President; director; chief compliance officer 1 Feb 1994 50% - 75% 1765362
David A Cohen Secretary; treasurer 1 Feb 1994 50% - 75% 1788866
David J Bickel Chief financial officer 1 Mar 2009 Other 4452685

Based in New York

The principal office where Garnet Equity Capital Holdings, Inc. performs its advisory services is located at 655 Madison Avenue, New York, NY 10065, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-755-7577 or by fax 212-755-9269. The normal business hours are 9 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at garnetnyc.com/.