Unger Capital Management, Inc. (Madison)


Unger Capital Management, Inc. is an internet adviser based in Madison. It manages $23.13 million of regulatory assets for 268 client accounts. It has been registered with the SEC as an adviser since 2001.

Unger Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Unger Capital Management: assets under management

The assets under management (AUM) of Unger Capital Management, Inc. is $23.13 million. The firm's AUM has gone down by -40% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $16.94 million in discretionary accounts and $6.19 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $63.46 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $6.19 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Unger Capital Management, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Unger Capital Management, Inc.

Donna Rae Unger has been acting as President since 1 Mar 1994. Gregory Edward Jones joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Elizabeth A Unger Secretary/treasurer 1 Mar 1994 Other 4351072
Donna Rae Unger Director 1 Mar 1994 Other 4351077
Raymond Frank Unger Ceo 1 Mar 1994 75% - 100% 2491981
Gregory Edward Jones Director 1 Jan 2002 Other 4170634
Manda Rae Jones Director/secretary 1 Jan 2002 Other 4519526

Based in Madison

The principal office where Unger Capital Management, Inc. performs its advisory services is located at 6602 Normandy Lane, Madison, WI 53719, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 608-833-9400 or by fax 608-833-8781. The normal business hours are 8:00 a.m. - 4:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.ungercap.com.