Aptus Capital Advisors, LLC is a large advisory firm based in Fairhope. It manages $1.16 billion of regulatory assets for 2,213 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Alabama, California, Florida, and 11 other states.
Aptus Capital Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Aptus Capital Advisors, LLC is $1.16 billion. The firm's AUM has grown by 6055% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Aptus Capital Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Aptus Capital Advisors is high net worth individuals with 229 clients and $468.36 million of assets under management. Among the 10 most similar advisory firms, Aptus Capital Advisors has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $1.16 billion for 1,520 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Aptus Capital Advisors doesn't advise any private funds.
The company employs 21 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. 18 employees are registered as investment adviser representatives with the state securities authorities.
There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Aptus Capital Advisors, LLC performs its advisory services is located at 8 1/2 S. Bancroft St., Fairhope, AL 36532, which is also the mailing address of the firm. An additional office of the firm is in Mobile, AL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 251-517-7198. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.