Slayton Lewis Inc (Salt Lake City)

Name: Slayton Lewis Inc
Address: 22 East 100 South, Salt Lake City, UT, 84111
Telephone: 801-521-2191

Slayton Lewis Inc is a large advisory firm based in Salt Lake City. It manages $203.28 million of regulatory assets for 327 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California, Illinois, Texas, and Utah.

Slayton Lewis provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Slayton Lewis: assets under management

The assets under management (AUM) of Slayton Lewis Inc is $203.28 million. The firm's AUM has grown by 554% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $197.55 million in discretionary accounts and $5.73 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $611.61 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.43 million.

Investments

The firm invests in exchange traded securities the most. They account for 87% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 9% of the firm’s portfolio. Investments in investment grade corporate bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Slayton Lewis Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Slayton Lewis serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Slayton Lewis is high net worth individuals with 52 clients and $174.24 million of assets under management. Among the 10 most similar advisory firms, Slayton Lewis has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $203.28 million for 68 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Slayton Lewis doesn't advise any private funds.

Careers at Slayton Lewis Inc

The company employs 4 people that are either part- or full-time employees. 25 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Justin David Smith joined the executive team most recently as the Partner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William Shawn Campbell	Chief executive officer	1 Dec 2000	75% - 100%	1072279
William Shawn Campbell	Chief compliance officer	1 May 2005	75% - 100%	1072279
Justin David Smith	Partner	1 Apr 2014	Other	5150427

Based in Salt Lake City

The principal office where Slayton Lewis Inc performs its advisory services is located at 22 East 100 South, Salt Lake City, UT 84111, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 801-521-2191 or by fax 888-503-3520. The normal business hours are 8:00 am 5:00 pm on Monday - Friday. You can find more information about the New York firm at slaytonlewis.com and its LinkedIn profile.