Income Enhancement Strategies, LLC (Charlotte)


Income Enhancement Strategies, LLC is a large advisory firm based in Charlotte. It manages $106 million of regulatory assets for 100 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Florida and North Carolina.

Income Enhancement Strategies provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Income Enhancement Strategies: assets under management

The assets under management (AUM) of Income Enhancement Strategies, LLC is $106 million. The firm's AUM has grown by 46% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $93 million in discretionary accounts and $13 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.27 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $481.48 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Income Enhancement Strategies, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Income Enhancement Strategies, LLC

Allen R Hewitt has been acting as President since 1 Mar 2016. David Whitney Jackson joined the executive team most recently as the Partner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Whitney Jackson Member 1 Jun 2010 75% - 100% 1213535
Laura Indorf Marshall Chief compliance officer 1 Jun 2010 Other 1443455
Tamarah Daniel Jones Chief compliance officer 1 Jun 2012 Other 4237020
Laura Marshall Operations manager/trader 1 Jun 2012 Other 1443455
David Whitney Jackson Partner 1 Mar 2016 75% - 100% 1213535
Laura Marshall Cfo 1 Mar 2016 Other 1443455
Allen R Hewitt President 1 Mar 2016 25% - 50% 6442174

Based in Charlotte

The principal office where Income Enhancement Strategies, LLC performs its advisory services is located at 200 South Tryon Street, Charlotte, NC 28202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-332-2032 or by fax 704-332-2092. The normal business hours are 9:00am - 5:00pm on Monday - Friday.