Fis Securities, Inc. is a large advisory firm based in Boston. It manages $125.26 million of regulatory assets for 1,161 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Maine, New Hampshire, New York, and Rhode Island.
Fis Securities provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Fis Securities, Inc. is $125.26 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Fis Securities, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Thomas Clarkson Quick has been acting as President since 1 Jun 2000. Pascal James Mercurio joined the executive team most recently as the Chairman And Director.
The principal office where Fis Securities, Inc. performs its advisory services is located at 150 Federal Street, 4 Th Floor, Boston, MA 02110, which is also the mailing address of the firm. An additional office of the firm is in Fitzburg, MA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 617-434-0129 or by fax 617-434-3574. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday.