Td Ameritrade Investment Management, LLC is a large advisory firm based in Omaha. It manages $19.69 billion of regulatory assets for 161,250 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.
Td Ameritrade Investment Management provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for approximately 160,000 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Td Ameritrade Investment Management, LLC is $19.69 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 57% since the beginning of its operation, and $2.05 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has a single stream of revenue. Clients pay Td Ameritrade Investment Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of John Bell is individuals with 159,980 clients and $17.5 billion of assets under management. Among the 9 most similar advisory firms, Td Ameritrade Investment Management has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $19.69 billion for 161,336 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Td Ameritrade Investment Management doesn't advise any private funds.
The company employs 23 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 23 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
John Bell has been acting as President since 1 Jul 2009. Keith Denerstein joined the executive team most recently as the Vice President.
The principal office where Td Ameritrade Investment Management, LLC performs its advisory services is located at 200 South 108 Th Avenue, Omaha, NE 68154 The mailing address of the firm is 200 South 108 Th Avenue, Omaha, NE 68154. An additional office of the firm is in Pasadena, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 800-237-8692 or by fax 402-970-3440. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at tdameritrade.com.