Travelers Asset Management International Co.,LLC (Hartford)


Travelers Asset Management International Co.,LLC is a large advisory firm based in Hartford. It manages $4.52 billion of regulatory assets for 26 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut and New York.

Travelers Asset Management International Co. provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Travelers Asset Management International Co.: assets under management

The assets under management (AUM) of Travelers Asset Management International Co.,LLC is $4.52 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -73% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.52 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $173.88 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Travelers Asset Management International Co.,LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Travelers Asset Management International Co.,LLC

David Alan Tyson has been acting as President since 1 Apr 1990. Michael Kevin Farrell joined the executive team most recently as the Chief Executive Officer & Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David A Tyson President & cio 1 Apr 1990 Other 2960864
David Alan Tyson Chairman 1 Apr 1990 Other 2960864
Frank John Fazzina Controller 1 Sep 1990 Other 4353405
John Robert Britt Director, secretary 1 Apr 1994 Other 4353383
Forrest Denney Voss Director, senior vp 1 Aug 1994 Other 832687
Emil James Molinaro Senior vp 1 Aug 1994 Other 736961
John Rocco Calcagni Vp 1 Jan 1995 Other 4353414
Joseph Ernest Rueli Director, senior vp and cfo 1 Apr 1995 Other 4353389
Gene Clark Collins Senior vp 1 Apr 1995 Other 51186
Patricia Ann Uzzel Compliance officer 1 Jul 1995 Other 4353407
Joseph Matthew Mullally Senior vp 1 Dec 1995 Other 2032136
David Richard Miller Senior vp 1 Dec 1995 Other 1475919
Kathryn Diane Karlic Senior vp 1 Dec 1995 Other 4353479
Jordan Mitchell Stitzer Senior vp 1 Dec 1995 Other 1475877
Plaza Llc Direct owner 1 Apr 1996 75% - 100% 06-0800110
Edward Francis Hinchliffe Vp and cashier 1 Jul 1996 Other 4353411
Millie Kim Asst. secretary 1 Dec 1996 Other 4353488
Richard Edwin John Vp 1 Dec 1996 Other 1077145
Andrew Eliot Feldman Asst. secretary 1 Dec 1996 Other 2434802
Millie (No Middle Name) Kim Asst. secretary 1 Dec 1996 Other 4353488
Thomas Leo Hajdukiewicz Senior vp 1 Jan 1997 Other 2059656
Andrew Beatty Sanford Vp 1 Feb 1997 Other 1916797
Bruce Evan Fox Vp 1 Jul 1998 Other 1546810
Kimerly Mary Polak Guerro Vp 1 Jul 1998 Other 4353501
Glenn Nicholas Marchak Senior vp 1 Jul 1998 Other 2121450
Pamela Dressler Westmoreland Vp 1 Jul 1998 Other 4353508
Allen Randolph Cantrell Vp 1 Jul 1998 Other 4353516
John William Petchler Vp 1 Jul 1998 Other 1476031
Kimerly Mary Polak Guerrero Vp 1 Jul 1998 Other 4353501
Roy Allan Augsberger Vp 1 Mar 2000 Other 4353510
Ebru Salomoni Gonenc Vp 1 Mar 2000 Other 4058177
Gilbert Gould Campbell Vp 1 Mar 2000 Other 4353514
Ebru Gonenc Vp 1 Mar 2000 Other 4058177
Ebru (No Middle Name) Gonenc Vp 1 Mar 2000 Other 4058177
William Ingrassia Senior vice president 1 Sep 2001 Other 1973555
James Harold Metz Senior vice president 1 Oct 2001 Other 4502642
Richard Edwin John Senior vp 1 Jan 2002 Other 1077145
Mark Jeffery Remington Vice president 1 Jun 2003 Other 2200347
Kurt Yuan Jinn Lin Vice president 1 Jan 2004 Other 1795434
Peter John Wilby Director 1 Mar 2004 Other 2243217
David Anthony Torchia Director 1 Mar 2004 Other 1340768
James Charles Zelter Director 1 Mar 2004 Other 1336776
Marc Gregory Sonnenblick Senior vp 1 Mar 2004 Other 4783089
Jeffrey S. Scott Chief compliance officer 1 Mar 2004 Other 4346423
David Arthur Nadeau Vice president 1 Mar 2004 Other 2166344
Paul Alexander Mataras Vice president 1 Mar 2004 Other 4783150
Lisa Ann Thomas Vice president 1 Mar 2004 Other 4783151
Charles Harris Silverstein Vice president 1 Mar 2004 Other 4783153
Jeffrey Stuart Scott Chief compliance officer 1 Mar 2004 Other 4346423
Jeffrey Alan Figurelli Vice president 1 Apr 2004 Other 1306404
David Paul Marks President 1 Jan 2005 Other 4361034
Michael Kevin Farrell Chief executive officer & director 1 Jul 2005 Other 854508
Elizabeth Mary Forget President & director 1 Jul 2005 Other 2767945
Hugh Charles Mchaffie Director 1 Jul 2005 Other 4752695
Anthony James Williamson Treasurer 1 Jul 2005 Other 4601252
Richard Carl Pearson Secretary 1 Jul 2005 Other 1270673
Leonard Mark Bakal Chief compliance officer 1 Jul 2005 Other 2537778
Paul Gerard Cellupica General counsel 1 Jul 2005 Other 5002602

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Citigroup Inc.(Formerly Travelers Group Inc.) Parent company 1 Jan 1978 75% - 100% 52-1568099
Inc. Travelers Insurance Group Intermediary 1 Dec 1993 75% - 100% 06-1008174
Inc. Associated Madison Companies Intermediary 1 Dec 1993 75% - 100% 13-3140258
Pfs Services Inc. Intermediary 1 Sep 1995 75% - 100% 58-1708749
Travelers Insurance Company Intermediary 1 Jul 1996 75% - 100% 06-0566090
Pfs Services Inc. Intermediary 1 Mar 2002 75% - 100% 58-1708749
Citigroup Insurance Holding Corporation (Formerly Pfs Services Inc.) Intermediary 1 Mar 2002 75% - 100% 58-1708749
Metlife. Inc. Parent 1 Jul 2005 75% - 100% 13-4075851

Based in Hartford

The principal office where Travelers Asset Management International Co.,LLC performs its advisory services is located at 242 Trumbull Street 6 Ts, Hartford, CT 06103 The mailing address of the firm is 27 01 Queens Plaza North, Long Island City, NY 11101. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 860-308-8465 or by fax 212-994-0778. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.tamicfunds.com.

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