The Mosaic Financial Group, LLC is a large advisory firm based in Chicago. It manages $912.29 million of regulatory assets for 605 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida and Illinois.
The Mosaic Financial Group provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and tax preparation & consulting and portfolio monitoring. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of The Mosaic Financial Group, LLC is $912.29 million. The firm's AUM has grown by 3065% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay The Mosaic Financial Group, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Craig Douglas Stepnicka is high net worth individuals with 130 clients and $658.63 million of assets under management. Among the 9 most similar advisory firms, The Mosaic Financial Group has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $912.29 million for 134 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
The Mosaic Financial Group doesn't advise any private funds.
The company employs 23 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Craig Douglas Stepnicka has been acting as President since 1 Jan 2016. Derrick J. Allen joined the executive team most recently as the Partner.
The principal office where The Mosaic Financial Group, LLC performs its advisory services is located at 303 E. Wacker Drive, Chicago, IL 60601, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 312-255-5490 or by fax 312-255-5495. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at themosaicgroupllc.com.