Capital Innovations, LLC is a large advisory firm based in Pewaukee. It manages $103.07 million of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of Wisconsin.
Capital Innovations provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Capital Innovations, LLC is $103.07 million. The firm's AUM has grown by 103066380% since the beginning of its operation, and $55 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Capital Innovations, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies, charitable organizations, other investment advisers, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Capital Innovations is corporations or other businesses with 3 clients and $55.21 million of assets under management. Among the 8 most similar advisory firms, Capital Innovations has the 2nd highest percentage of corporations or other businesses out of all clients.
The amount of regulatory assets under management is $103.07 million for 12 clients. 10% of the firm’s clients are foreign persons or businesses.
Capital Innovations doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There are 4 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Llc Capital Innovations Holdings joined the executive team most recently as the Member.
The principal office where Capital Innovations, LLC performs its advisory services is located at 325 Forest Grove Drive, Suite 100, Pewaukee, WI 53072, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 262-746-3100 or by fax 262-746-3101. The normal business hours are 8:00-3:00 on Monday - Friday. You can find more information about the New York firm at capinnovations.com.