Olympus Capital Holdings Asia (New York)


Olympus Capital Holdings Asia is a large advisory firm based in New York. It manages $1.38 billion of regulatory assets for 28 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Olympus Capital Holdings Asia provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Olympus Capital Holdings Asia: assets under management

The assets under management (AUM) of Olympus Capital Holdings Asia is $1.38 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 33% since the beginning of its operation, and $1.33 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $1.38 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $49.41 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Olympus Capital Holdings Asia for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Olympus Capital Holdings Asia serves?

The only and largest group of clients of Olympus Capital Holdings Asia is pooled investment vehicles with 28 clients and $1.38 billion of assets under management. Among the 11 most similar advisory firms, Olympus Capital Holdings Asia has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.38 billion for 28 clients. 93% of the firm’s clients are foreign persons or businesses.

Olympus Capital Holdings Asia also advises several private funds. Namely, twenty eight private equity funds. The minimum investment commitment required of non-related persons ranges from $50,000 to $10,000,000.

Careers at Olympus Capital Holdings Asia

The company employs 51 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Daniel Robert Mintz Managing director of registrant and relying advisers 1 Mar 1997 Other 1709057
Lawrence Miao Managing director of registrant and relying advisers 1 Mar 1997 Other 5927279
Frederick Long Managing director of registrant and relying advisers 1 Mar 1997 Other 5927283
Registrant Shareholder of olympus capital holdings asia (hong kong) limited (relying adviser) 1 Aug 1997 75% - 100% 98-0177038
Edan Lee Managing director of registrant and relying advisers 1 Feb 1998 Other 5927288
David Taowei Shen Regional managing director of registrant and relying advisers 1 May 1998 Other 2529111
Olympus Management Lp Shareholder of registrant 1 Jul 2002 75% - 100% 98-6053677
Gaurav Malik Managing director of registrant and relying advisers 1 Aug 2002 Other 3118545
Jeffrey Edward Glat Managing director, chief financial officer of registrant and relying advisers 1 Nov 2002 Other 2878478
Registrant Shareholder of olympus green invst. mgmt. ltd. and olympus capital holdings asia pte. ltd. (relying advisers) 1 Feb 2009 75% - 100% 98-0177038
Olympus Capital Holdings Asia (Hong Kong) Limited Shareholder of olympus (shanghai) investment management consulting co., ltd. (relying adviser) 1 Mar 2011 75% - 100% foreign entity
Nitish Nirbhaya Agarwal Managing director of olympus capital holdings asia pte. ltd. (relying adviser) 1 Nov 2012 Other 6179306
Gary Peter Martin Stead Managing director of olympus capital holdings asia pte. ltd. (relying adviser) 1 Mar 2013 Other 1410309
Peter Emanuel Cimmet Managing director 1 Jul 2013 Other 2790936
Alex Lui Managing director 1 Jan 2014 Other 6774668
Thaddeus Marion Leszczynski Chief compliance officer 1 Feb 2015 Other 1894185
Sumit Kumar Managing director 1 Feb 2017 Other 6774673

Indirect Owners

The SEC currently registers 14 indirect owners.

Name Entity Date acquired Ownership Employer ID
Daniel Robert Mintz Shareholder 1 Aug 1997 25% - 50% 1709057
Lawrence Miao Shareholder 1 Apr 1999 25% - 50% 5927279
Daniel Robert Mintz Shareholder 1 Apr 1999 25% - 50% 1709057
Olympus Management Gp Corp. General partner 1 Jun 2002 Other 98-0205397
L.P. Oc Asia Management Holdings Limited partner 1 Nov 2007 75% - 100% 98-0540678
Ltd. Oc Asia Holdings General partner 1 Nov 2007 Other foreign entity
Olympus Management Gp Corp. General partner 1 Nov 2007 Other 98-0205397
L.P. Olympus Management Holdings Limited partner 1 Dec 2007 75% - 100% foreign entity
L.P. Olympus Capital Asia Holdings Limited partner 1 Dec 2007 25% - 50% 98-0559737
Daniel Robert Mintz Limited partner 1 Dec 2007 25% - 50% 1709057
Lawrence Miao Limited partner 1 Dec 2007 25% - 50% 5927279
Olympus Management Gp Corp. General partner 1 Dec 2007 Other 98-0205397
Lp Olympus Management Holdings Limited partner 1 Dec 2007 75% - 100% foreign
Lp Olympus Capital Asia Holdings Limited partner 1 Dec 2007 25% - 50% 98-0559737

Based in New York

The principal office where Olympus Capital Holdings Asia performs its advisory services is located at 485 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-201-8533 or by fax 212-201-8534. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at olympuscap.com.