Investor's Capital Management, LLC is a large advisory firm based in Menlo Park. It manages $135.54 million of regulatory assets for 448 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California and Texas.
Investor's Capital Management provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Investor's Capital Management, LLC is $135.54 million. The firm's AUM has grown by 27% since the beginning of its operation, and $1.33 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Investor's Capital Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Investor's Capital Management is high net worth individuals with 58 clients and $129.08 million of assets under management. Among the 9 most similar advisory firms, Investor's Capital Management has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $133.99 million for 74 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Investor's Capital Management doesn't advise any private funds.
The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Investor's Capital Management, LLC performs its advisory services is located at 1100 Alma Street, Suite 200, Menlo Park, CA 94025, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 866 966 9291 or by fax 650 472 8924. The normal business hours are by appointment only on Other. You can find more information about the New York firm at feesonly.com.