Envestnet Retirement Solutions, LLC (Chicago)


Envestnet Retirement Solutions, LLC is a large advisory firm based in Chicago. It manages $10.51 billion of regulatory assets for 5,843 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Envestnet Retirement Solutions provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and interactive internet-based asset allocation models & mutual funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as research/port mgt software & data aggregation.

Envestnet Retirement Solutions: assets under management

The assets under management (AUM) of Envestnet Retirement Solutions, LLC is $10.51 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 3859% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $10.51 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.8 million each.

Investments

The firm invests in investment and business development companies the most. They account for 85% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 15% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Envestnet Retirement Solutions, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Envestnet Retirement Solutions serves?

The firm provides services to pooled investment vehicles and pension and profit sharing plans. The largest group of clients of Envestnet Retirement Solutions is pension and profit sharing plans with 5,813 clients and $10.35 billion of assets under management. Among the 10 most similar advisory firms, Envestnet Retirement Solutions has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $10.51 billion for 5,843 clients. None of the firm’s clients are foreign persons or businesses.

Envestnet Retirement Solutions doesn't advise any private funds.

Careers at Envestnet Retirement Solutions, LLC

The company employs 42 people that are either part- or full-time employees. 10 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert J Bernstein Chief investment strategist 1 Feb 2014 Other 705755
Envestnet Member 1 Feb 2014 50% - 75% 20-1409613
Babu Sivadasan Group president 1 Feb 2014 Other 6342814
Finaconnect Member 1 Feb 2014 Other 26-2282835
Debra Jane Devoe Cco 1 Feb 2014 Other 2372586
Inc. Envestnet Member 1 Feb 2014 50% - 75% 20-1409613
Matthew Bradley Wallace Chief compliance officer 1 Jun 2017 Other 4829197
Debra Jane Devoe Chief compliance officer 1 May 2019 Other 2372586

Based in Chicago

The principal office where Envestnet Retirement Solutions, LLC performs its advisory services is located at 35 East Wacker Drive, Chicago, IL 60601, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-827-7957 or by fax 312-827-2801. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at fiduciaryplanreview.com.