Allied Portfolio Management, Inc. is a large advisory firm based in Tucson. It manages $148.73 million of regulatory assets for 298 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of Arizona.
Allied Portfolio Management provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Allied Portfolio Management, Inc. is $148.73 million. The firm's AUM has grown by 75% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Allied Portfolio Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Steven Lewis Graham is high net worth individuals with 24 clients and $125.45 million of assets under management. Among the 8 most similar advisory firms, Allied Portfolio Management has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $148.73 million for 99 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Allied Portfolio Management doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Steven Lewis Graham has been acting as President since 1 Oct 1999. Julie Ann Graham joined the executive team most recently as the Chief Compliance Officer.
The principal office where Allied Portfolio Management, Inc. performs its advisory services is located at 5987 E. Grant Road, Tucson, AZ 85712, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 520-296-1035 or by fax 520-296-0864. The normal business hours are 7a.m. - 4p.m. on Monday - Friday. You can find more information about the New York firm at alliedportfolio.com.