Cwm, LLC is a large advisory firm based in Omaha. It manages $7.5 billion of regulatory assets for 41,219 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.
Cwm provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and sub-advisory services for other investment advisory firms. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Cwm, LLC is $7.5 billion. The firm's AUM has grown by 15650% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Cwm, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, insurance companies, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Cwm is high net worth individuals with 1,967 clients and $3.78 billion of assets under management. Among the 9 most similar advisory firms, Cwm has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $7.5 billion for 16,046 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Cwm doesn't advise any private funds.
The company employs 309 people that are either part- or full-time employees. 72 percent of the employees work as investment advisers or researchers. 244 employees are registered as investment adviser representatives with the state securities authorities.
There are 7 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
Robert Alan Isbitts has served as the Chief Investment Officer since 1 Jan 2011 and Ronald Lloyd Carson is the Chief Executive Officer of Cwm, LLC family office. Inc. Carson Group joined the executive team most recently as the Direct Owner.
The principal office where Cwm, LLC performs its advisory services is located at 13321 California Street, Suite 100, Omaha, NE 68154, which is also the mailing address of the firm. An additional office of the firm is in Auburn Hills, MI. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 402-330-0808 or by fax 402-330-1668. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at petermanfinancialgroup.com.