Andrew Garret, Inc (New York)


Andrew Garret, Inc is an adviser based in New York. It manages $3 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2003.

Andrew Garret provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Andrew Garret: assets under management

The assets under management (AUM) of Andrew Garret, Inc is $3 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $500 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Andrew Garret, Inc for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Andrew Garret, Inc

Andrew Garrett Sycoff has been acting as President since 1 Nov 2001. Jesse Lloyd Upchurch joined the executive team most recently as the Share Holder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Dana Edward Peterson Vice president 1 Dec 1997 Other 2510405
Andrew Garrett Sycoff Chief executive officer/director 1 Nov 2001 Other 2119089
Andrew Garrett Holding Corp Owner 1 Nov 2001 75% - 100% 11-3119559
Revan Richard Schwartz Exec vp and c.l.o. 1 Nov 2001 Other 2748110
Revan R Schwartz Exec vp and c.l.o./director 1 Nov 2001 Other 2748110
Jesse Lloyd Upchurch Director 1 Apr 2003 Other xxx-xx-xxxx
Lawrence Matthew Schulder Financial & operations principal 1 Apr 2003 Other 3010726
Samuel Anthony Iii Guidetti Chief compliance officer 1 May 2003 Other 1834494
James Robert Jr Mitchell Vp customer service operations 1 May 2003 Other 1374268
Matthew David Sullivan Financial & operations principal/ cfo 1 Jun 2005 Other 2643274
Mark Henry Maurer Director of compliance 1 Nov 2005 Other 1496683
Jesse Lloyd Upchurch Share holder 1 Mar 2006 25% - 50% 4658478

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Andrew Garrett Sycoff Owner 1 Aug 1992 75% - 100% 2119089

Based in New York

The principal office where Andrew Garret, Inc performs its advisory services is located at 380 Lexington Avenue, New York, NY 10168 The mailing address of the firm is 380 Lexington Avenue, New York, NY 10168. An additional office of the firm is in Summerville, SC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-682-8833 or by fax 646-708-9671. The normal business hours are 8:30 - 5:00 on Monday - Friday. You can find more information about the New York firm at www.andrewgarrett.com.