Morgan Stanley Leveraged Equity Fund Ii Inc (New York)


Morgan Stanley Leveraged Equity Fund Ii Inc is a mid-sized advisory firm based in New York. It manages $27.43 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Morgan Stanley Leveraged Equity Fund Ii provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Morgan Stanley Leveraged Equity Fund Ii: assets under management

The assets under management (AUM) of Morgan Stanley Leveraged Equity Fund Ii Inc is $27.43 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -93% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $27.43 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $27.43 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Morgan Stanley Leveraged Equity Fund Ii Inc for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Morgan Stanley Leveraged Equity Fund Ii Inc

John Joohahn Moon has been acting as President since 1 Jul 2010. Michael Henry joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Morgan Stanley Parent/beneficial owner 1 Oct 1987 75% - 100% 36-3145972
Kenneth Francis Clifford Managing director and treasurer 1 Sep 1989 Other 1830922
James Stevenson Hoch Managing director 1 Jan 1993 Other 1567647
Howard Ira Hoffen Managing director and director 1 Apr 1994 Other 1996419
Peter Rockwell Vogelsang Principal and secretary 1 Apr 1994 Other 2062375
Michael Carey Hoffman Managing director 1 Mar 1996 Other 1559447
Bernard Gault Director and managing director 1 Aug 1998 Other 4391124
Karen Hall Bechtel Director and managing director 1 Aug 1998 Other 1367916
Howard Ira Hoffen Chairman, ceo, and director 1 Feb 2001 Other 1996419
John Bick Ehrenkranz Managing director 1 Dec 2001 Other 1729136
Eric Todd Fry Managing director 1 Dec 2001 Other 1994937
Gustavo Rodolpho Schwed Managing director 1 Dec 2001 Other 1343216
Christian Pierre Rochat Managing director 1 Dec 2001 Other 3085648
Leigh Jonathan Abramson Managing director 1 Dec 2001 Other 2083459
John Joohahn Moon Managing director 1 Dec 2002 Other 1875161
Andrew Neal Siegel Chief legal counsel 1 Nov 2003 Other 4226449
H Chin Chou Managing director 1 Nov 2003 Other 1729084
Jeffrey Marc Siegal Managing director 1 Dec 2003 Other 4450182
Yiehsin Hung Director and managing director 1 Oct 2004 Other 1586401
Jeffrey Deane Hahn Chief financial officer, director and executive director 1 Oct 2004 Other 2246182
Mitchell Moses Merin Chairman, director and managing director 1 Oct 2004 Other 1605328
Carsten Otto Chief compliance officer 1 Oct 2004 Other 2688833
Bernard Vincent Peterson Chief legal officer, executive director and secretary 1 Oct 2004 Other 4278347
Haifeng David Liu Managing director 1 Nov 2004 Other 2378856
Jay Howard Mantz Global co-head of merchant banking 1 Feb 2006 Other 2088508
Jennifer Murphy Cattier Chief legal officer 1 Feb 2007 Other 4175467
Agatha Teresa Pakruda Chief compliance officer 1 Jul 2007 Other 2059284
Agatha Teresa Ruddy Chief compliance officer 1 Jul 2007 Other 2059284
Alan Kent Jones Chief executive officer, director, managing director, and president 1 Aug 2007 Other 1747074
Stephen Spaulding Trevor Chairman of the board, director, and managing director 1 Aug 2007 Other 2270192
Mary Caracappa Chief administrative officer of merchant banking 1 Oct 2007 Other 1579374
Alan Kent Jones Head of private equity 1 Nov 2007 Other 1747074
Steven Umlauf Chief risk officer 1 Jan 2009 Other 2343181
Christopher Leroy Odell Chief legal officer 1 Jun 2009 Other 3149189
Fred Steinberg Chief financial officer and director 1 Aug 2009 Other 2171948
Jennifer Murphy Cattier Chief compliance officer 1 Oct 2009 Other 4175467
Edmond N Moriarty Coo of morgan stanley investment management and head of merchant banking and real estate investing 1 Feb 2010 Other 1744318
Gregory J Fleming President of morgan stanley investment management 1 Feb 2010 Other 2338986
John Joohahn Moon Director 1 Jul 2010 Other 1875161
Eric Todd Fry Director 1 Jul 2010 Other 1994937
Gregory J Fleming President of morgan stanley investment management and morgan stanley smith barney 1 Jul 2010 Other 2338986
Edmond N Moriarty Head of merchant banking 1 Feb 2011 Other 1744318
Jason Seth Koenig Chief legal officer 1 Mar 2011 Other 4914223
Michael Henry Chief compliance officer 1 Feb 2012 Other 4935884

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Morgan Stanley Dean Witter & Co. Beneficial owner 1 May 1998 75% - 100% 36-3145972

Based in New York

The principal office where Morgan Stanley Leveraged Equity Fund Ii Inc performs its advisory services is located at 1 Ny Plaza, New York, NY 10004, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 2122765211 or by fax 212-507-8565. The normal business hours are 9:00 a.m. to 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.morganstanley.com/privateequity.com.

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