Small Enterprise Assistance Funds is a large advisory firm based in Washington. It manages $320.23 million of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of District of Columbia.
Small Enterprise Assistance Funds provides portfolio management for pooled investment vehicles and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as business development training and peer-to-peer lea.
The assets under management (AUM) of Small Enterprise Assistance Funds is $320.23 million. The firm's AUM has gone down by -23% since the beginning of its operation, and $297.1 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Small Enterprise Assistance Funds for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Jose Guillermo Garcia Herz is pooled investment vehicles with 19 clients and $320.23 million of assets under management. Among the 5 most similar advisory firms, Small Enterprise Assistance Funds has the highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $320.23 million for 19 clients. 68% of the firm’s clients are foreign persons or businesses.
Small Enterprise Assistance Funds also advises several private funds. Namely, nineteen private equity funds.
The company employs 156 people that are either part- or full-time employees. 58 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Jose Guillermo Garcia Herz has been acting as President since 1 Nov 2005. Arthur David Pasternak joined the executive team most recently as the N/A.
The principal office where Small Enterprise Assistance Funds performs its advisory services is located at 1500 K Street Nw, Washington, DC 20005, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 202-737-8463 or by fax 202-737-5536. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at seaf.com and its LinkedIn profile.