Nsm Capital Management LLC (Greenwich)


Nsm Capital Management LLC is a large advisory firm based in Greenwich. It manages $90 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Connecticut.

Nsm Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nsm Capital Management: assets under management

The assets under management (AUM) of Nsm Capital Management LLC is $90 million. The firm's AUM has gone down by -85% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nsm Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nsm Capital Management LLC

Nsm Capital Management LLC is owned by Neal Eric Neilinger. James Mccollister Showers joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert Sorenson Smith Managing director, owner & chief compliance officer 1 Jan 2007 25% - 50% 1250674
Neal Eric Neilinger Owner 1 Jan 2007 25% - 50% 1814368
Sm Nsm Llc Owner 1 Jan 2007 25% - 50% 20-5941933
James Mccollister Showers Chief compliance officer 1 May 2008 Other 1814368

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Stephen Fredric Mack Owner 1 Dec 2006 50% - 75% 4746502
Robert S Feidelson Owner 1 Dec 2006 50% - 75% 5381625

Based in Greenwich

The principal office where Nsm Capital Management LLC performs its advisory services is located at 328 Pemberwick Rd, Greenwich, CT 06831, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (203) 861-7080 or by fax (203) 531-9090. The normal business hours are 9:00am - 5:00pm on Monday - Friday.