Schroder Adveq Management Us, Inc. (New York)


Schroder Adveq Management Us, Inc. is a large advisory firm based in New York. It manages $10.31 billion of regulatory assets for 70 client accounts. It has been registered with the SEC as an adviser since 2017.

Schroder Adveq Management Us provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Schroder Adveq Management Us: assets under management

The assets under management (AUM) of Schroder Adveq Management Us, Inc. is $10.31 billion. The firm's AUM has grown by 50% since the beginning of its operation, and $8.91 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $9.76 billion in discretionary accounts and $544.86 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $143.58 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $272.43 million.

Investments

The firm invests in pooled investment vehicles the most. They account for 84% of the total AUM. The second-largest asset type is non-exchange traded securities, which make up 16% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Schroder Adveq Management Us, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Schroder Adveq Management Us serves?

The firm provides services to insurance companies, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Schroder Adveq Management Us is pooled investment vehicles with 33 clients and $6.04 billion of assets under management. Among the 7 most similar advisory firms, Schroder Adveq Management Us has the 2nd lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $9.43 billion for 61 clients. 89% of the firm’s clients are foreign persons or businesses.

Schroder Adveq Management Us also advises several private funds. Namely, forty private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,690,000.

Careers at Schroder Adveq Management Us, Inc.

The company employs 96 people that are either part- or full-time employees. 35 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Nils (Nmn) Rode has served as the Chief Investment Officer since 1 Jul 2017 and Reto Nmn Schwager is the Chief Executive Officer of Schroder Adveq Management Us, Inc. family office. Georg Fritz Wunderlin joined the executive team most recently as the Member Of The Board.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Schroder Adveq Holding Ag Owner 1 Apr 1997 75% - 100% 4/22/1997
Adveq Holding Ag Owner 1 Apr 1997 75% - 100% 4/22/1997
Bruno Eduard Raschle Vice chairman of the board 1 Jun 1997 Other 5494172
Rainer Markus Ender Head of investment management / head of private equity 1 Jan 2006 Other 5494173
Nils (Nmn) Rode Chief investment officer 1 May 2008 Other 5494181
Lee Anthony Gardella Head of investment risk and monitoring 1 May 2008 Other 4141238
Anne Juliane Knauer Chief compliance officer 1 May 2012 Other 6058937
Timothy Sebastian Creed Head of investments europe 1 Jul 2012 Other 6175207
Allan Seymour Bufferd Member of the board 1 Jun 2013 Other 5499235
Peter Christopher Arnold Chief operating officer 1 May 2017 Other 6818733
Lee Anthony Gardella Head of risk management 1 Jul 2017 Other 4141238
Bruno Eduard Raschle Vice chairman of the board 1 Jul 2017 Other 5494172
Rainer Markus Ender Head of investment management 1 Jul 2017 Other 5494173
Nils (Nmn) Rode Chief investment officer 1 Jul 2017 Other 5494181
Timothy Sebastian Creed Head of investments europe 1 Jul 2017 Other 6175207
Stephen Jonathan Mills Executive chairman of the board 1 Jul 2017 Other 6838847
Nils Rode Chief investment officer 1 Jul 2017 Other 5494181
Martin William Bott Head of finance 1 Sep 2017 Other 6926754
Martyn William Bott Head of finance 1 Sep 2017 Other 6926754
Reto Nmn Schwager Chief executive officer 1 Jan 2018 Other 6686245
Pascal Untersander Head of risk management 1 Jan 2019 Other 7039641
Georg Fritz Wunderlin Member of the board 1 Sep 2019 Other 7177348
Sinnika Arja Demare Member of the board 1 Sep 2019 Other 7177352

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Schroder Private Assets Holdings Ltd Owner 1 Jul 2017 75% - 100% foreign
Schroder Administration Ltd Owner 1 Jul 2017 75% - 100% foreign
Schroders Plc Owner 1 Jul 2017 75% - 100% foreign

Based in New York

The principal office where Schroder Adveq Management Us, Inc. performs its advisory services is located at 7 Bryant Park, New York, NY 10018, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 1-212-488-5330. The normal business hours are 9:00 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at schroderadveq.com.