Parker Global Strategies LLC (Stamford)


Parker Global Strategies LLC is an adviser based in Stamford. It manages $1.77 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Connecticut.

Parker Global Strategies provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and advisory services on mlp licensed indices. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as adviser on indices.

Parker Global Strategies: assets under management

The assets under management (AUM) of Parker Global Strategies LLC is $1.77 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.77 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.77 million each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Parker Global Strategies LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Parker Global Strategies serves?

The only and largest group of clients of Parker Global Strategies is high net worth individuals with 1 clients and $1.77 million of assets under management. Among the 4 most similar advisory firms, Parker Global Strategies has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $1.77 million for 1 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 33% of the firm’s clients are foreign persons or businesses.

Parker Global Strategies doesn't advise any private funds.

Careers at Parker Global Strategies LLC

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Michael Raeburn Parker Equity owner, 1 Dec 1995 Other 4361665
Virginia Reynolds Parker Managing director 1 Dec 1995 50% - 75% 1962598
Caroline Kernan Sheehy Managing director 1 Jan 1996 Other 2199318
Caroline Sheehy Bentz Managing director 1 Jan 1996 Other 2199318
Virginia Sargent Reynolds Equity owner 1 May 1996 Other 4362970
Alison Jeanne Camardella Managing director 1 Jan 1998 Other 4361653
William Edmund Heller Director of operations 1 Mar 1998 Other 3000794
Elizabeth Plateroti Managing director 1 Jun 2000 Other 2307745
Frank Donald Orzechowski Coo 1 Jan 2001 Other 2156231
Lorraine S. Walls Vice president 1 Mar 2001 Other 4374233
Lorraine S. Walls Managing director 1 Feb 2003 Other 4374233
James Peter Canales Managing director, coo 1 Mar 2005 Other 4031580
Lisa Johnson Marketing rep 1 May 2006 Other 5694119
Beverly Jane Boker Chief compliance officer 1 Jan 2007 Other 5301227
Stacey Redford Operations director 1 Sep 2007 Other 2449372
Jonathan Stein Managing director 1 Dec 2007 Other 3133072
Stephen Kenneth Brandt Chief compliance officer 1 Mar 2009 Other 1367145
Wei Wu Risk manager 1 Mar 2009 Other 6443750
Stephen Dain Philp Managing director 1 May 2009 Other 4620936
Timothy James Fisher Research officer 1 Mar 2014 Other 5679508
Craig Patrick Weiland Assitant portfolio manager 1 Sep 2014 Other 5172433

Based in Stamford

The principal office where Parker Global Strategies LLC performs its advisory services is located at 9 West Broad Street, Stamford, CT 06902, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-358-4000 or by fax 203-358-4012. The normal business hours are 8:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at parkerglobal.com.