Axa Equitable Life Insurance Company (New York)


Axa Equitable Life Insurance Company is a large advisory firm based in New York. It manages $661.52 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of New York.

Axa Equitable Life Insurance Company provides pension consulting services and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Axa Equitable Life Insurance Company: assets under management

The assets under management (AUM) of Axa Equitable Life Insurance Company is $661.52 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $661.52 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $82.69 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Axa Equitable Life Insurance Company for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Axa Equitable Life Insurance Company

Denis Duverne has been acting as President since 1 Feb 1998. Andrew John Mcmahon joined the executive team most recently as the President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Joseph Lewis Dionne Director 1 May 1982 Other 1485211
Donald John Greene Director 1 Jul 1991 Other 2190390
Jean Rene Fourtou Director 1 Jul 1992 Other 2273265
William Edwin Charles Jarmain Director 1 Jul 1992 Other 2273266
Henri Delacroixdecastries Director 1 Sep 1993 Other 2413752
Kevin Robert Byrne Senior vice president & treasurer 1 Sep 1993 Other 1975617
Henri De Castries Director 1 Sep 1993 Other 2413752
Stanley Bernard Tulin Vice chairman, cfo & director 1 May 1996 Other 4338492
Mary Regina Henderson Director 1 Dec 1996 Other 2849961
Denis Duverne Director 1 Feb 1998 Other 3028622
Peter Joseph Tobin Director 1 Mar 1999 Other 3231098
Peter Joseph Tobin Director 1 Apr 1999 Other 3231098
Claus Michael Dill Director 1 May 2000 Other 4517642
Christopher Mark Condron Chairman & chief executive officer - director 1 May 2001 Other 51937
Bruce William Calvert Director 1 May 2001 Other 4338414
Richard Victor Silver Evp & general counsel 1 Sep 2001 Other 2141471
Llc Axa Financial Services Shareholder 1 Jun 2002 75% - 100% 52-2197822
John Clifford Graves Director 1 Sep 2002 Other 4614074
Christina Marie Johnson Director 1 Sep 2002 Other 4614030
Scott Daniels Miller Director 1 Sep 2002 Other 4614033
Joseph Hugh Moglia Director 1 Nov 2002 Other 1302369
James F Higgins Director 1 Dec 2002 Other 245358
James Francis Higgins Director 1 Jan 2003 Other 245358
Jerald Eugene Hampton Executive vice president 1 Dec 2003 Other 857585
Anthony Frank Recine Chief compliance officer 1 Jul 2004 Other 4840508
Anthony John Hamilton Director 1 May 2006 Other 1268061
Ezra Suleiman Director 1 May 2006 Other 5315143
Charlynn Goins Director 1 Sep 2006 Other 1480635
Lorie A. Slutsky Director 1 Sep 2006 Other 4648694
Richard Dzadzio Chief financial officer & evp 1 Nov 2006 Other 4362519
Peter Steven Kraus Director 1 Feb 2009 Other 1605655
Richard Victor Silver Sr. evp, cao & chief legal officer 1 Jan 2010 Other 2141471
Richard Dziadzio Chief financial officer & sr. evp 1 Jan 2010 Other 4362519
Anthony Frank Recine Svp, deputy general counsel and chief compliance officer 1 Feb 2010 Other 4840508
Danny Lyman Hale Director 1 May 2010 Other 1472405
Richard Charles Vaughan Director 1 May 2010 Other 2508267
Andrew John Mcmahon Interim chairman and chief executive officer 1 Jan 2011 Other 4994940
Andrew John Mcmahon President 1 Feb 2011 Other 4994940
Mark Pearson Chairman of the board and chief executive officer 1 Feb 2011 Other 5904212

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Axa Financial Inc. Member 1 Jun 2002 75% - 100% 13-3623351

Based in New York

The principal office where Axa Equitable Life Insurance Company performs its advisory services is located at 1290 Avenue Of The Americas, New York, NY 10104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 554-1234. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at equitable.com.