Perennial Investment Advisors, LLC (Los Angeles)


Perennial Investment Advisors, LLC is a large advisory firm based in Los Angeles. It manages $262.9 million of regulatory assets for 1,109 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Arizona, California, Idaho, and 4 other states.

Perennial Investment Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Perennial Investment Advisors: assets under management

The assets under management (AUM) of Perennial Investment Advisors, LLC is $262.9 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 154% since the beginning of its operation, and $1.1 million of the total AUM is attributable to clients outside of the United States.

The firm manages $262.9 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $237.06 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 44% of the total AUM. The second-largest asset type is exchange traded securities, which make up 39% of the firm’s portfolio. Investments in cash and cash equivalents form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Perennial Investment Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Perennial Investment Advisors serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Perennial Investment Advisors is high net worth individuals with 278 clients and $200.9 million of assets under management. Among the 11 most similar advisory firms, Perennial Investment Advisors has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $261.4 million for 679 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Perennial Investment Advisors doesn't advise any private funds.

Careers at Perennial Investment Advisors, LLC

The company employs 14 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 14 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Perennial Investment Advisors, LLC is owned by Bart Richard Albrigo. Rose Greene Financial Services joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Chris Andrew Nowakowski Chief compliance officer 1 May 2017 Other 4596330
Llc Perennial Financial Services Member 1 May 2017 75% - 100% 51-0512150
Zara Guivi Member 1 May 2017 Other 5778643
Carlos Calcagno Lluch Member 1 May 2017 Other 2145061
Inc Ploutos Wealth Advisors Member 1 May 2017 Other 46-4446716
Llc Dcs Investments Member 1 May 2017 Other 81-5091837
Inc Mccready Financial Group Member 1 May 2017 Other 20-4167047
Rose Greene Financial Services Owner 1 Aug 2018 Other 82-4705079
Bart Richard Albrigo Owner 1 Oct 2018 Other 1791615

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
John Bennett Petrick Managing member 1 Jun 2004 50% - 75% 4624073
Chris Andrew Nowakowski Managing member 1 Jul 2004 50% - 75% 4596330
Thane Stuart Mccready President 1 Jan 2006 75% - 100% 2746385
Brad Benjamin Harris President 1 Jan 2014 75% - 100% 5113544
Dane Christopher Streeter Managing member 1 Jan 2017 75% - 100% 4613533

Based in Los Angeles

The principal office where Perennial Investment Advisors, LLC performs its advisory services is located at 11620 Wilshire Boulevard, Los Angeles, CA 90025, which is also the mailing address of the firm. An additional office of the firm is in Fountain Valley, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-445-2504. The normal business hours are m-f; 9am-5pm on Monday - Friday. You can find more information about the New York firm at cobaltunlimitedfv.com.