Springdale Capital LLC is a mid-sized advisory firm based in Princeton. It manages $41.33 million of regulatory assets for 47 client accounts. It has been registered with the SEC as an adviser since 2014.
Springdale Capital provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and foundations. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Springdale Capital LLC is $41.33 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -14% since the beginning of its operation, and $113.77 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Springdale Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, and pooled investment vehicles. The largest group of clients of Springdale Capital is high net worth individuals with 19 clients and $24.52 million of assets under management. Among the 2 most similar advisory firms, Springdale Capital has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $41.33 million for 47 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 2% of the firm’s clients are foreign persons or businesses.
Springdale Capital also advises several private funds. Namely, one other private fund.
The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Springdale Capital LLC performs its advisory services is located at 27 Mason Drive, Princeton, NJ 08540, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 203-936-7404. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at springdalecap.com.