Fogel Neale Wealth Management, LLC (New York)


Fogel Neale Wealth Management, LLC is an adviser based in New York. It manages $7.58 million of regulatory assets for 30 client accounts. It has been registered with the SEC as an adviser since 2010.

Fogel Neale Wealth Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fogel Neale Wealth Management: assets under management

The assets under management (AUM) of Fogel Neale Wealth Management, LLC is $7.58 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 28% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.58 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $252.7 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Fogel Neale Wealth Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fogel Neale Wealth Management, LLC

Dominic Michael Bavaro joined the executive team most recently as the Investment Adviser Representative.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ralph Alan Fogel Chief executive officer 1 May 2009 Other 1367451
Llc Fogel Neale Partners Parent company 1 May 2009 75% - 100% 27-0206028
Andrew James Neale Executive 1 Jun 2009 Other 2657117
Frank Silverberg Private wealth advisor 1 Aug 2009 Other 5406790
Damaris Cosme Client services director 1 Sep 2009 Other 2847154
Joseph Norman Stineman Chief compliance officer 1 Nov 2009 Other 436729
Michael Harris Sacks Investment adviser representative 1 Aug 2010 Other 5847485
Jie Wu Investment adviser representative 1 Aug 2010 Other 5847502
Harry Ian Zwick Investment adviser representative 1 Aug 2010 Other 5847512
Jason David Waxler Investment adviser representative 1 Sep 2010 Other 1756279
Denise Gabay Otten Investment adviser representative 1 Sep 2010 Other 1205920
Dominic Michael Bavaro Investment adviser representative 1 Oct 2010 Other 5852330

Based in New York

The principal office where Fogel Neale Wealth Management, LLC performs its advisory services is located at 90 Broad St., New York, NY 10004, which is also the mailing address of the firm. An additional office of the firm is in Parsippany, NJ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-949-0922 or by fax 212-949-0923. The normal business hours are 8:30 am- 6:00 pm on Monday - Friday. You can find more information about the New York firm at www.fogelneale.com.