Stauffer, Adam William (Road Town)


Stauffer, Adam William is an adviser based in Road Town. It manages $2.35 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2016.

Stauffer, Adam William provides financial planning services, portfolio management for individuals and small businesses, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stauffer, Adam William: assets under management

The assets under management (AUM) of Stauffer, Adam William is $2.35 million, all of which is managed in discretionary accounts. $2.33 million of the total AUM is attributable to clients outside of the United States.

The firm manages $2.35 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $470 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 90% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 10% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stauffer, Adam William for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stauffer, Adam William serves?

The firm provides services to individuals and pension and profit sharing plans. The largest group of clients of Stauffer, Adam William is pension and profit sharing plans with 2 clients and $2.3 million of assets under management. Among the 4 most similar advisory firms, Stauffer, Adam William has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $2.35 million for 5 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 75% of the firm’s clients are foreign persons or businesses.

Stauffer, Adam William doesn't advise any private funds.

Careers at Stauffer, Adam William

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Kwasi Wesselhoft Managing director 1 Mar 2016 25% - 50% 6627880
Kwasi Ajamu Wesselhoft Managing director 1 Apr 2016 25% - 50% 6627880
Elvis Jerome Harrigan Board of directors 1 Apr 2016 Other 6635083
Bruce Valentine Wong Board of directors 1 Apr 2016 Other 6635931
Elvis Harrigan Board of directors 1 Apr 2016 Other 6635083
Bruce Wong Board of directors 1 Apr 2016 Other 6635931
Adam William Stauffer Managing director 1 May 2016 50% - 75% 4978692

Based in Road Town

The principal office where Stauffer, Adam William performs its advisory services is located at 331 Main Street, Road Town, Vg1110 The mailing address of the firm is Po Box 883, Road Town, Vg1110. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 284-545-8492. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at springlinecap.com.