Nyes Ledge Capital Management, LLC (Boston)


Nyes Ledge Capital Management, LLC is a large advisory firm based in Boston. It manages $665.87 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Massachusetts.

Nyes Ledge Capital Management provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nyes Ledge Capital Management: assets under management

The assets under management (AUM) of Nyes Ledge Capital Management, LLC is $665.87 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -41% since the beginning of its operation, and $463.6 million of the total AUM is attributable to clients outside of the United States.

The firm manages $665.87 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $221.96 million each.
Nyes Ledge Capital Management has custody of $597.11 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Nyes Ledge Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Nyes Ledge Capital Management serves?

The only and largest group of clients of Nyes Ledge Capital Management is pooled investment vehicles with 3 clients and $665.87 million of assets under management. Among the 9 most similar advisory firms, Nyes Ledge Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $665.87 million for 3 clients. 67% of the firm’s clients are foreign persons or businesses.

Nyes Ledge Capital Management also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $50,000 to $1,000,000.

Careers at Nyes Ledge Capital Management, LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Brendan Paul Mccarthy Managing member 1 Mar 2005 75% - 100% 1396852
Kevin Alvaro Pirani Managing member 1 Mar 2005 Other 2794703
David William Bruno Managing member and chief compliance officer 1 Jan 2010 Other 5908088

Based in Boston

The principal office where Nyes Ledge Capital Management, LLC performs its advisory services is located at 175 Federal Street, Boston, MA 02110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-350-5080 or by fax 617-350-5081. The normal business hours are 8:30am - 5:30pm on Monday - Friday. You can find more information about the New York firm at dbhedgeworks.cib.db.com/hedgeworks/nyes_ledge_capital_management_llc/.