Montibus Capital Management LLC. (Portland)

Name: Montibus Capital Management LLC.
Address: 805 Sw Broadway, Portland, OR, 97205
Telephone: (503)944-3240

Montibus Capital Management LLC. is a large advisory firm based in Portland. It manages $1 billion of regulatory assets for 190 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of California, Massachusetts, Missouri, and 3 other states.

Montibus Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Montibus Capital Management: assets under management

The assets under management (AUM) of Montibus Capital Management LLC. is $1 billion. The firm's AUM has grown by 3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $982.47 million in discretionary accounts and $20.71 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $20.05 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $146.9 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Montibus Capital Management LLC. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Montibus Capital Management LLC.

Scott Allen Roberts has been acting as President since 1 Apr 2014. Kenneth Andrew Korngiebel has served as the Chief Investment Officer since 1 Oct 2006. Michael Chih Hao Chien joined the executive team most recently as the Chief Legal Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth Andrew Korngiebel	Chief investment officer	1 Oct 2006	Other	2787476
Thomas Wilson Weisel	Chairman, board of managers	1 Oct 2006	Other	462213
Paul Christian Slivon	Member, board of managers	1 Oct 2006	Other	1148548
Thomas Weisel Asset Management Llc	Shareholder	1 Oct 2006	50% - 75%	113466
John Michael Kosicki	Co-portfolio manager	1 Oct 2006	Other	2395200
Theodore Raymond Wendell	Co-portfolio manager	1 Oct 2006	Other	4242682
John Yao Liu	Co-portfolio manager	1 Oct 2006	Other	5293182
Cynthia Perez	Chief operating officer	1 Jan 2007	Other	1769327
Mark Philip Fisher	Chief legal officer	1 Mar 2007	Other	4970942
Stephen John Bushmann	Cfo	1 Nov 2012	Other	2778234
Matthew Spencer Maclean	Chief compliance officer	1 Mar 2014	Other	5115583
Elizabeth Anne Watkins	Chief compliance officer	1 Apr 2014	Other	2272542
Scott Allen Roberts	President	1 Apr 2014	Other	2706025
Jeffrey A Yamin	Co-portfolio manager	1 Apr 2014	Other	3095753
Michael Chih Hao Chien	Chief legal officer	1 Jan 2015	Other	5320859

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Weisel Partners Group Inc.	Shareholder	1 Aug 2001	75% - 100%	94-3310171
Stifel Financial Corp	Shareholder	1 Jul 2010	75% - 100%	43-1274600

Based in Portland

The principal office where Montibus Capital Management LLC. performs its advisory services is located at 805 Sw Broadway, Portland, OR 97205, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (503)944-3240. The normal business hours are 6:00 am to 4:00 pm on Monday - Friday. You can find more information about the New York firm at montibuscap.com.