Mony Securities Corporation (New York)


Mony Securities Corporation is a large advisory firm based in New York. It manages $678.9 million of regulatory assets for 3,490 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Mony Securities Corporation provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and market timing services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mony Securities Corporation: assets under management

The assets under management (AUM) of Mony Securities Corporation is $678.9 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mony Securities Corporation for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mony Securities Corporation

Philip Paul Dambrisi has been acting as President since 1 Sep 1999. Anthony Paul Olson joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Morgan Purcell Vice president 1 Aug 1987 Other 1032665
Tamara Lynne Taylor Treasurer 1 Apr 1992 Other 2314419
James Nelson Gould Vice president 1 Dec 1992 Other 872305
Victor Ugolyn Dirctor 1 Jan 1994 Other 1270471
Catherine Richards Mcclellan Secretary 1 Sep 1998 Other 1453119
Mony Life Insurance Company Shareholder 1 Nov 1998 75% - 100% 13-1632487
Charles Paul Leone Director 1 May 1999 Other 3252078
Philip Paul Dambrisi President 1 Sep 1999 Other 1429134
Alexandra Jaqueline Romero V.p. - compliance 1 Apr 2000 Other 1487673
Timothy Andrew Looney Financial principal 1 Apr 2000 Other 2727098
Tara Lynn Eirich Chief operations officer 1 Apr 2000 Other 2231123
John Clayton Norton V.p. - compliance 1 May 2000 Other 1337377
Jeffrey Mark Harrison Vice president 1 Feb 2001 Other 824047
Christopher Matthew Adirente Director 1 Feb 2001 Other xxx-xx-xxxx
Frederick Tedeschi Senior vice president - compliance 1 Feb 2001 Other xxx-xx-xxxx
Steven George Orluck Director 1 Jan 2002 Other 844977
John Morgan Purcell Svp-training 1 Feb 2003 Other 1032665
John Clayton Norton Chief compliance officer 1 Feb 2003 Other 1337377
Fred Steven Jensen Aml compliance officer 1 Nov 2003 Other 3203649
Arthur Delaware Iii Woods Secretary 1 Nov 2003 Other 1086023
James Nelson Gould Vp - compliance 1 Nov 2003 Other 872305
Joseph Cianci Manager - trading 1 Jun 2004 Other 2168637
Leslie Tanner Odonnell Aml compliance officer 1 Jun 2004 Other 2189109
Inc. Mony Financial Services Shareholder 1 Jul 2004 75% - 100% 11-3722370
Jill Diane Cooley Chief operating officer; director 1 Jul 2004 Other 4251752
Robert Seymour Jr Jones Chairman of the board; director 1 Jul 2004 Other 261712
Edward Hambleton Dane President; director 1 Jul 2004 Other 2261769
Harvey Eugene Blitz Director 1 Jul 2004 Other xxx-xx-xxxx
Jerald Eugene Hampton Director 1 Jul 2004 Other xxx-xx-xxxx
Robert Oakley Jr Wright Director 1 Jul 2004 Other 1620043
Richard Dziadzio Director 1 Jul 2004 Other 4362519
Robert Seymour Jr Jones Director 1 Aug 2004 Other 261712
Robert Oakley Jr Wright Chairman of the board; director 1 Aug 2004 Other 1620043
Mark David Godofsky Financial principal 1 Dec 2004 Other 2882741
Anthony Paul Olson Chief compliance officer 1 Apr 2005 Other 801048

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Mony Group Shareholder 1 Nov 1998 75% - 100% 13-3976138
Inc. Axa Financial Member 1 Jul 2004 75% - 100% 13-3623351
Llc Mony Holdings Shareholder 1 Jul 2004 75% - 100% 13-3976138
Mony Life Insurance Company Shareholder 1 Jul 2004 75% - 100% 13-1632487

Based in New York

The principal office where Mony Securities Corporation performs its advisory services is located at 1290 Avenue Of The Americas, New York, NY 10104, which is also the mailing address of the firm. An additional office of the firm is in Syracuse, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-736-0166 or by fax 212-314-2812. The normal business hours are 9:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at www.mony.com.