Xshares Advisors LLC (New York)


Xshares Advisors LLC is a large advisory firm based in New York. It manages $143.5 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of New York.

Xshares Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Xshares Advisors: assets under management

The assets under management (AUM) of Xshares Advisors LLC is $143.5 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -42% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $143.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $28.7 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Xshares Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Xshares Advisors LLC

Martin Yves Gerard Kremenstein has served as the Chief Investment Officer since 1 Jun 2010 and Anthony Francis Dudzinski is the Chief Executive Officer of Xshares Advisors LLC family office. Hans Christian Ephraimson Abt joined the executive team most recently as the Manager / Chief Executive Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Db U.S. Financial Markets Holdings Stockholder 1 Dec 1987 75% - 100% 13-3131103
David Webster Jaffin Chief financial officer 1 Mar 2006 Other 5020166
Anthony Francis Dudzinski Chief operating officer 1 Mar 2006 Other 1043511
Xshares Group Llc Fka Ferghana Wellspring Llc Sole member 1 Mar 2006 75% - 100% 83-0440341
Richard Walter Berenger Chief compliance officer 1 Jul 2006 Other 1041622
Anthony Francis Dudzinski Chief executive officer 1 May 2007 Other 1043511
David Webster Jaffin Chief operating officer 1 Jul 2008 Other 5020166
Joseph Louis Schocken Chief executive officer 1 Jul 2008 Other 414624
Inc Xshares Group Sole member 1 Jul 2008 75% - 100% 83-0440341
Jeffrey Lee Feldman Chief operatoring officer 1 Sep 2009 Other 205903
James Joseph Mccluskey Senior vp of finance 1 Sep 2009 Other 4534521
David Webster Jaffin Chief compliance officer 1 Nov 2009 Other 5020166
Hans Christian Ephraimson Abt Manager / chief executive officer 1 Jun 2010 Other 4962997
Michael Joseph Gilligan Chief financial officer 1 Jun 2010 Other 2760911
Alexis Nicholas Depetris Manager/vice president 1 Jun 2010 Other 5586576
Luke Antony Oliver Vice president 1 Jun 2010 Other 5731881
Adam E Wernow Chief compliance officer 1 Jun 2010 Other 4150713
Martin Yves Gerard Kremenstein Manager / chief operating officer/chief investment officer 1 Jun 2010 Other 5237616

Indirect Owners

The SEC currently registers 9 indirect owners.

Name Entity Date acquired Ownership Employer ID
Deutsche Bank Ag Share holder 1 May 1999 75% - 100% 13-2944988
Taunus Corp Share holder 1 Sep 2000 75% - 100% 13-4060471
Anthony Francis Dudzinski President 1 Mar 2007 Other 1043511
Jeffrey Lee Feldman Chairman 1 Mar 2007 Other 205903
David Webster Jaffin Chief operating officer 1 Mar 2007 Other 5020166
James Joseph Mccluskey Chief financial officer 1 Jun 2007 Other 4534521
William Peter Henson Chief executive officer 1 Oct 2007 Other 2124199
Jeffrey Lee Feldman Chief executive officer 1 Mar 2009 Other 205903
Joseph Louis Schocken Chairman 1 Mar 2009 Other 414624

Based in New York

The principal office where Xshares Advisors LLC performs its advisory services is located at 60 Wall Street, New York, NY 10005, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212.250.2500 or by fax 212.797.8725. The normal business hours are 9 to 5 on Monday - Friday. You can find more information about the New York firm at www.xsharesadvisors.com.