Industry Capital Advisors, LLC (San Francisco)


Industry Capital Advisors, LLC is a large advisory firm based in San Francisco. It manages $302.2 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California and Texas.

Industry Capital Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Industry Capital Advisors: assets under management

The assets under management (AUM) of Industry Capital Advisors, LLC is $302.2 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 153% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $302.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $30.22 million each.
Industry Capital Advisors has custody of $302.2 million in cash and securities for 10 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Industry Capital Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Industry Capital Advisors, LLC

Norman Dino Villarina has been acting as President since 1 Oct 2010. Douglas Stephen Wertheimer joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Norman Dino Villarina President 1 Oct 2010 Other 1696520
Douglas Stephen Wertheimer Chief compliance officer 1 Feb 2012 Other 4997203
Llc Industry Capital Holdings Owner 1 Feb 2012 75% - 100% 27-1607016

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Norman Dino Villarina Member 1 Oct 2009 50% - 75% 1696520

Based in San Francisco

The principal office where Industry Capital Advisors, LLC performs its advisory services is located at One Sansome Street, San Francisco, CA 94104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-273-4250 or by fax 646-792-4045. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at industrycapital.com.