Stephen P. Moulton & Associates, Ltd. (Leroy)


Stephen P. Moulton & Associates, Ltd. is a large advisory firm based in Leroy. It manages $42.02 million of regulatory assets for 95 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of New York.

Stephen P. Moulton & Associates provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Stephen P. Moulton & Associates: assets under management

The assets under management (AUM) of Stephen P. Moulton & Associates, Ltd. is $42.02 million. The firm's AUM has grown by 40% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $41.25 million in discretionary accounts and $771.66 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $468.69 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $110.24 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stephen P. Moulton & Associates, Ltd. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Leroy

The principal office where Stephen P. Moulton & Associates, Ltd. performs its advisory services is located at 7133 West Main, Leroy, NY 14482 The mailing address of the firm is Po Box 220, Leroy, NY 14482. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 585-768-8760 or by fax 585-768-8811. The normal business hours are 9am-4pm on Monday - Friday.