Hfh Planning Inc. (New York)


Hfh Planning Inc. is a large advisory firm based in New York. It manages $109.42 million of regulatory assets for 427 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Florida, New Jersey, and New York.

Hfh Planning provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm also engages as financial advisor.

Hfh Planning: assets under management

The assets under management (AUM) of Hfh Planning Inc. is $109.42 million. $1.37 million of the total AUM is attributable to clients outside of the United States.

Investments

The firm invests in investment and business development companies the most. They account for 83% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 6% of the firm’s portfolio. Investments in exchange traded securities form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hfh Planning Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Henry Fred Hanau serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Henry Fred Hanau is individuals with 119 clients and $84.14 million of assets under management. Among the 9 most similar advisory firms, Hfh Planning has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $109.42 million for 126 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Hfh Planning doesn't advise any private funds.

Careers at Hfh Planning Inc.

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Henry Fred Hanau has been acting as President since 1 Jan 1993. George Martin Poole joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Henry Fred Hanau President/chief compliance officer 1 Jan 1993 75% - 100% 725990
Thatcher M. Brown Secretary/treasurer 1 Jan 1999 50% - 75% xxx-xx-xxxx
Seth Bernard Hanau Secretary/treasurer 1 Dec 2004 Other 2708919
Hanau Seth B. Secretary/treasurer 1 Dec 2004 Other xxx-xx-xxxx
G.Martin Poole Secretary/treasurer 1 Dec 2012 Other xxx-xx-xxxx
George Martin Poole Chief compliance officer 1 Mar 2017 50% - 75% 5339881
Peter Dickinson May Secretary and assitant treasurer 1 Mar 2017 25% - 50% 4999166

Based in New York

The principal office where Hfh Planning Inc. performs its advisory services is located at 75 Maiden Lane, Suite 605, New York, NY 10038, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-402-5444 or by fax 212-402-5445. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at hfhplanning.com and its LinkedIn profile.