Dunhill Financial, LLC (London)


Dunhill Financial, LLC is an adviser based in London. It manages $40.23 million of regulatory assets for 221 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Florida, Louisiana, and Texas.

Dunhill Financial provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Dunhill Financial: assets under management

The assets under management (AUM) of Dunhill Financial, LLC is $40.23 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -29% since the beginning of its operation, and $8.15 million of the total AUM is attributable to clients outside of the United States.

The firm manages $40.23 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $182.05 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 78% of the total AUM. The second-largest asset type is investment and business development companies, which make up 12% of the firm’s portfolio. Investments in pooled investment vehicles form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dunhill Financial, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dunhill Financial serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Dunhill Financial is individuals with 109 clients and $18.79 million of assets under management. Among the 4 most similar advisory firms, Dunhill Financial has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $40.23 million for 118 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 83% of the firm’s clients are foreign persons or businesses.

Dunhill Financial doesn't advise any private funds.

Careers at Dunhill Financial, LLC

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Brian Robin Dunhill Managing partner/chief compliance officer 1 Nov 2011 25% - 50% 4686593
James Michael Mcevoy Managing partner 1 Sep 2016 25% - 50% 1645362
Isa Nmn Kettmann Chief compliance officer 1 Apr 2017 Other 6794926
Brian Robin Dunhill Managing member 1 May 2017 75% - 100% 4686593
Matthew Jackson Watson Chief operating officer 1 Aug 2019 Other 4495066

Based in London

The principal office where Dunhill Financial, LLC performs its advisory services is located at Aldgate Tower 4 Th Floor, London, E1 8 Fa The mailing address of the firm is 455 High Tide Drive, Saint Augustine, FL 32080. An additional office of the firm is in Fort Lauderdale, FL. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 7514 993556. The normal business hours are by appointment only on Other. You can find more information about the New York firm at crossborderplanning.net.