Plusfunds Group Inc. (New York)


Plusfunds Group Inc. is a large advisory firm based in New York. It manages $1.17 billion of regulatory assets for 25 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of New York.

Plusfunds Group provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Plusfunds Group: assets under management

The assets under management (AUM) of Plusfunds Group Inc. is $1.17 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 490% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.17 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $46.61 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Plusfunds Group Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Plusfunds Group Inc.

Christopher Sugrue has been acting as President since 1 Aug 2002. Peter Kent Ewing joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Christopher Sugrue Chairman 1 Feb 1998 50% - 75% 2530599
Diego Petelin Winegardner Vice chairman 1 Apr 1998 50% - 75% 2303542
Christopher Rose Chief technology officer 1 Nov 2000 Other 4568872
Gabriel Bousbib Ceo 1 Jan 2001 Other 4569485
Susan Haery General counsel 1 Nov 2001 Other 4568860
Christopher Sugrue Chairman 1 Aug 2002 Other 2530599
Susan Haery Staisil General counsel 1 Aug 2002 Other 4568860
Diego Petelin Winegardner Vice chairman 1 Aug 2002 Other 2303542
Christopher Rose Chief operating officer 1 Aug 2002 Other 4568872
Gabriel Bousbib Chief executive officer 1 Aug 2002 Other 4569485
Mkk Limited Shareholder 1 Aug 2002 Other foreign entity
Llp Gryphon Holdings Ii Shareholder 1 Aug 2002 Other 43-1862520
Christopher Michael Aliprandi Chief financial officer 1 Aug 2002 Other 1559387
Randall Stuart Yanker Director 1 Aug 2002 Other 1297081
John Stephen Wehrle Director 1 Aug 2002 Other 2517463
Burton Douglas Morriss Director 1 Aug 2002 Other 1734191
Mark Kavanagh Director 1 Aug 2002 Other 4379444
Brian Owens Director 1 Aug 2003 Other 4712132
Peter Kent Ewing Chief compliance officer 1 Oct 2004 Other 4329043
Suffolk Ltd. Shareholder 1 Mar 2005 Other foreign entity
Suffolk Llc Shareholder 1 Mar 2005 Other 83-0422260
Pf Saleco Llc Shareholder 1 Mar 2005 Other 01-0837198
Paul Richard Aaronson Chief executive officer 1 Apr 2005 Other 1850208
Patrick Joseph Mcmahon Chief legal & compliance officer 1 Apr 2005 Other 4379304
Susan Haery Staisil Chief compliance officer 1 Jan 2006 Other 4568860
Robert Malchman General counsel 1 Jan 2006 Other 5081202
Peter Kent Ewing Chief compliance officer 1 Mar 2006 Other 4329043

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Kamal Ahmed Gheit Protektor 1 Apr 2002 Other 4379440
Daretto Foundation Beneficial owner 1 Dec 2002 75% - 100% foreign entity
Mkk Ltd. Member 1 Mar 2005 25% - 50% foreign entity
Christopher Sugrue Member 1 Mar 2005 25% - 50% 2530599

Based in New York

The principal office where Plusfunds Group Inc. performs its advisory services is located at 1500 Broadway, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-653-1900 or by fax 212-653-1970. The normal business hours are 8:30am-5:30pm on Monday - Friday. You can find more information about the New York firm at www.plusfunds.com.