Equinox Fund Management, LLC (Denver)


Equinox Fund Management, LLC is a related adviser based in Denver. It has been registered with the SEC as an adviser since 2007.

Equinox Fund Management provides portfolio management for pooled investment vehicles and commodity pool operator. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Equinox Fund Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Equinox Fund Management, LLC

Robert Enck has been acting as President since 1 Mar 2007. Richard Eugene Bornhoft has served as the Chief Investment Officer since 1 Jun 2003 and Robert Joseph Enck is the Chief Executive Officer of Equinox Fund Management, LLC family office. Kristina Magolis joined the executive team most recently as the Legal Counsel.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
The Bornhoft Group Corporation Owner 1 Jun 2003 Other 109628
Plimpton Capital Llc Owner 1 Jun 2003 75% - 100% 20-0167980
Richard Eugene Bornhoft Chief investment officer 1 Jun 2003 Other 1749875
Ronnie Santiago Montano Chief admin officer/chief compliance officer 1 Jun 2003 Other 3014160
Brent Bales Cfo 1 Jun 2003 Other 5323924
Robert Enck President/ceo 1 Jun 2003 Other 5323927
John Zumbrunn Executive committee member 1 Jun 2003 Other 2314711
John Conrad Plimpton Executive committee member 1 Jun 2003 Other 1935140
Plimpton Capital Llc Owner 1 Feb 2006 75% - 100% 20-0167980
Robert Enck President/ceo 1 Mar 2007 Other 5323927
Robert Joseph Enck President/chief executive officer 1 Mar 2007 Other 5323927
Ajay Raghunath Dravid Executive committee member 1 Mar 2009 Other 2471626
Philip Liu General counsel 1 Oct 2009 Other 5329292
Philip Yu Fei Liu General counsel 1 Oct 2009 Other 5329292
Jason Harris Gerb Chief compliance officer 1 Nov 2011 Other 3021815
Frank J. Codey Chief operating officer 1 Nov 2011 Other 5036367
Jason Gerb Chief compliance officer 1 Nov 2011 Other 3021815
Vance Jeffery Sanders Cfo 1 Jun 2013 Other 2245623
Juanita Davida Hanley Chief compliance officer 1 Jan 2014 Other 5217439
Jason Michael Ewasko Chief compliance officer 1 Jan 2016 Other 4622799
Stacey Jean Gillespie Chief compliance officer 1 Aug 2016 Other 3137874
Kristina Magolis Legal counsel 1 Oct 2016 Other 6730263

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Richard Eugene Bornhoft Owner 1 Sep 1988 75% - 100% 1749875
Llc Equinox Financial Group Member 1 Aug 2003 50% - 75% 06-1620559
Ltd Scan Partners Member 1 Aug 2003 75% - 100% 06-1620559
Caroline Monoghan Pallat General partner 1 Aug 2003 Other 5496886
John Conrad Plimpton Owner 1 Aug 2003 75% - 100% 1935140
Llc Fund Management Investment Partners Member 1 Aug 2003 25% - 50% 06-1620559

Based in Denver

The principal office where Equinox Fund Management, LLC performs its advisory services is located at 1775 Sherman Street, Denver, CO 80203, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-996-5500 or by fax 303-832-9354. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at equinoxfunds.com.