Capvest Limited (London)


Capvest Limited is a large advisory firm based in London. It manages $930.38 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2006.

Capvest Limited provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Capvest Limited: assets under management

The assets under management (AUM) of Capvest Limited is $930.38 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capvest Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Capvest Limited

Win Jay Neuger has been acting as President since 1 Aug 1999. Legis Group Limited joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Wellington 1998 Trust Owner 1 Aug 1999 25% - 50% foreign
The Harden Settlement Owner 1 Aug 1999 25% - 50% foreign
Randl Louis Shure Managing director and chief financial officer 1 Aug 1999 Other 1946457
Win Jay Neuger Director 1 Aug 1999 Other 4088949
Edward Easton Matthews Director 1 Aug 1999 Other 1608873
Aig Global Asset Management Holdings Corp. Owner 1 Aug 1999 50% - 75% 98-0224531
Seamus Phillip Fitzpatrick Director and chief compliance officer 1 Aug 1999 Other 5114855

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
William T. Mcintyre Trustee 1 Mar 1998 Other 5125834
Aig Group Inc. Owner 1 Aug 1999 75% - 100% 98-0224531
Legis Trust Limited Trustee 1 Apr 2003 Other foreign
Legis Group Limited Owner 1 Jun 2005 75% - 100% foreign

Based in London

The principal office where Capvest Limited performs its advisory services is located at 4 Th Floor, 100 Pall Mall, London, Sw14 5 Nq, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 44-207-389-7940 or by fax 44-207-389-7901. The normal business hours are 8:30-6:00 on Monday - Friday.