Winthrop Partners Epa, LLC (Buffalo)


Winthrop Partners Epa, LLC is a related adviser based in Buffalo. It manages $10.79 million of regulatory assets for 22 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Pennsylvania.

Winthrop Partners Epa provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Winthrop Partners Epa: assets under management

The assets under management (AUM) of Winthrop Partners Epa, LLC is $10.79 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 254% since the beginning of its operation, and $943.3 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $10.79 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $490.3 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 60% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 20% of the firm’s portfolio. Investments in investment grade corporate bonds form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Winthrop Partners Epa, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Winthrop Partners Epa serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Winthrop Partners Epa is high net worth individuals with 5 clients and $8.96 million of assets under management. Among the 1 most similar advisory firms, Winthrop Partners Epa has the 0th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $10.79 million for 12 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Winthrop Partners Epa doesn't advise any private funds.

Careers at Winthrop Partners Epa, LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Thomas John Saunders Managing member 1 Nov 2015 75% - 100% 2854359
Deborah Ann Stauring Chief compliance officer 1 Jun 2016 Other 1081156
Robert Brian Werner Co-managing member and cio 1 Jul 2017 50% - 75% 4910211

Based in Buffalo

The principal office where Winthrop Partners Epa, LLC performs its advisory services is located at 835 Washington Street, Buffalo, NY 14203 The mailing address of the firm is 25 North Main Street, Doylestown, PA 18901. An additional office of the firm is in Pittsburgh, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 716-322-7478. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at winthroppartners.com.