Sepio Capital, LLC is a large advisory firm based in San Francisco. It manages $2.82 billion of regulatory assets for 1,116 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of California, Nebraska, New Hampshire, Texas, and Utah.
Sepio Capital provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Sepio Capital, LLC is $2.82 billion. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Sepio Capital, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to charitable organizations, high net worth individuals, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Sepio Capital is high net worth individuals with 96 clients and $2.05 billion of assets under management. Among the 12 most similar advisory firms, Sepio Capital has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $2.82 billion for 108 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Sepio Capital also advises several private funds. Namely, one hedge fund and two private equity funds. The minimum investment commitment required of non-related persons is $250,000 for each fund.
The company employs 18 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. 15 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Sepio Capital, LLC performs its advisory services is located at 50 California Street, San Francisco, CA 94111, which is also the mailing address of the firm. An additional office of the firm is in Alamo, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (415) 915-3708. The normal business hours are 6:30am to 5:00pm on Monday - Friday. You can find more information about the New York firm at sepiocap.com.