Th Lee, Putnam Capital Management, L.L.C. (Boston)


Th Lee, Putnam Capital Management, L.L.C. is a pension cosultant based in Boston. It manages $24.84 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Massachusetts.

Th Lee, Putnam Capital Management, L.L.C provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Th Lee, Putnam Capital Management, L.L.C: assets under management

The assets under management (AUM) of Th Lee, Putnam Capital Management, L.L.C. is $24.84 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -74% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $24.84 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $24.84 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Th Lee, Putnam Capital Management, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Th Lee, Putnam Capital Management, L.L.C.

Steven Spiegel has been acting as President since 1 May 2001. Clare Richer joined the executive team most recently as the Senior Managing Director And Chief Financial Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ian Ferguson Senior managing director 1 Nov 2000 Other 4337617
Llc Putnam Capital Managing member 1 May 2001 75% - 100% 04-3561914
Putnam Capital L.P. Th Lee Non-managing member 1 May 2001 Other 04-3475839
Linwood Earle Bradford Managing director 1 May 2001 Other 4179446
Steven Spiegel President 1 May 2001 Other 432072
Irene Marie Esteves Senior managing director and chief finacial officer 1 May 2001 Other 3212566
Ian Ferguson Senior managing director and head of investments 1 May 2001 Other 4337617
Stephen Mark Oristaglio Senior managing director and deputy head of investments 1 May 2001 Other 870739
William Henderson Woolverton Managing director, chief legal officer and cheif compliance officer 1 May 2001 Other 1494141
Thomas Haskell Lee Member of the investment committee 1 May 2001 Other 305494
Scott M. Sperling Member of the investment committee 1 May 2001 Other 4406830
Scott Mitchell Sperling Member of the investment committee 1 May 2001 Other 4406830
Stephen Mark Oristaglio Senior managing director and co-head of investments 1 Nov 2002 Other 870739
Charles Edgar Haldeman Senior managing director and co-head of investments 1 Nov 2002 Other 1754009
Charles A. Ruys De Perez Managing director and chief compliance officer 1 Feb 2004 Other 4767182
Charles Antony Ruys De Perez Managing director and chief compliance officer 1 Feb 2004 Other 4767182
Francis Joseph Mcnamara Senior managing director and chief legal officer 1 Apr 2004 Other 2258046
Amrit Kanwal Senior managing director and chief financial officer 1 Apr 2004 Other 4364304
Amrit Bir Singh Kanwal Senior managing director and chief financial officer 1 Apr 2004 Other 4364304
Charles Edgar Haldeman President 1 Jun 2004 Other 1754009
Kevin M. Cronin Managing director and deputy head of investments 1 Jul 2004 Other 4776669
Kevin Michael Cronin Managing director and deputy head of investments 1 Jul 2004 Other 4776669
Kevin Michael Cronin Managing director and head of investments 1 Feb 2005 Other 4776669
Edward Thomas Shadek Managing director, deputy head of investments 1 Feb 2005 Other 2541032
Joshua Huntington Brooks Managing director, deputy head of investments 1 Feb 2005 Other 2184111
Robert R Leveille Managing director, chief compliance officer 1 Mar 2007 Other 5305652
Mitchell Thomas Grenfell Graye Senior managing director, chief financial officer 1 Mar 2008 Other 4364674
Clare Richer Senior managing director and chief financial officer 1 Dec 2008 Other 4520133

Indirect Owners

The SEC currently registers 29 indirect owners.

Name Entity Date acquired Ownership Employer ID
Power Corporation Of Canada Shareholder 1 Apr 1925 75% - 100% foreign entity
Paul Guy Desmarais Shareholder, director 1 May 1968 50% - 75% 1498207
Power Financial Corporation Shareholder 1 Mar 1986 50% - 75% foreign entity
171236 Canada Inc. Shareholder 1 Mar 1988 50% - 75% foreign entity
2795957 Canada Inc. Shareholder 1 Dec 1998 75% - 100% foreign entity
Putnam Investments Trust Parent company 1 Dec 2000 75% - 100% 04-2539558
Inc. Marsh & Mclennan Companies Parent company 1 Dec 2000 75% - 100% 36-2668272
Putnam Investment Holdings Llc Member 1 Dec 2000 75% - 100% 04-3534983
Putnam Investments Llc Member 1 Jan 2001 75% - 100% 04-3543044
Putnam Investments Ii Lp Member 1 Jan 2001 75% - 100% 61-1405203
Gwl&A Financial (Canada) Inc Shareholder 1 Jan 2001 75% - 100% foreign entity
Great West Lifeco Inc Shareholder 1 Jan 2001 75% - 100% foreign entity
Great West Financial (Canada) Inc Shareholder 1 Jan 2001 75% - 100% foreign entity
Llc Putnam U.S. Holdings I Member 1 Jan 2001 75% - 100% 04-3543044
Llc Putnam Investments Parent company of putnam capital and 25% owner of th lee, putnam capital 1 May 2001 75% - 100% 04-3543044
L.P. Thomas H. Lee Partners Majority owner 1 May 2001 75% - 100% 04-3473822
Llc Putnam Investment Holdings Parent company of putnam capital and 25% owner of th lee, putnam capital 1 May 2001 75% - 100% 04-3534983
Putnam Investments Trust Parent company 1 Feb 2002 75% - 100% 04-2539558
Llc Putnam Parent company 1 Feb 2002 75% - 100% 36-4488942
Putnam Acquisition Financing Llc Shareholder 1 Apr 2007 75% - 100% 87-0803672
Putnam Acquisition Financing Inc Member 1 Apr 2007 75% - 100% 98-0539229
Gwl&A Financial (Nova Scotia) Co Shareholder 1 Apr 2007 75% - 100% foreign entity
Putnam U.S. Holdings Inc Shareholder 1 Aug 2007 75% - 100% 26-0334814
Great West Financial (Nova Scotia) Co Shareholder 1 Aug 2007 75% - 100% foreign entity
Putnam Investments Ii Lp Member 1 Aug 2007 75% - 100% 61-1405203
Putnam U.S. Holdings Llc Shareholder 1 Aug 2007 75% - 100% 26-0334814
Great West Lifeco U.S. Inc. Member 1 Aug 2007 75% - 100% 26-0682635
Putnam U.S. Holdings Ii Inc General partner 1 Aug 2007 Other 26-0648611
Llc Putnam Investments Shareholder 1 Dec 2007 75% - 100% 26-1080669

Based in Boston

The principal office where Th Lee, Putnam Capital Management, L.L.C. performs its advisory services is located at One Post Office Square, Boston, MA 02109, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-292-1000 or by fax 617-292-1625. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.putnaminv.com.