Robert Osher Investment Management (Pasadena)


Robert Osher Investment Management is a large advisory firm based in Pasadena. It manages $104.59 million of regulatory assets for 204 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of California.

Robert Osher Investment Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Robert Osher Investment Management: assets under management

The assets under management (AUM) of Robert Osher Investment Management is $104.59 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $104.59 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $512.7 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Robert Osher Investment Management for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Robert Osher Investment Management

Robert Osher has been acting as President since 1 Aug 1992. Kerrie Ann Riker joined the executive team most recently as the Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert Osher Chairman 1 Aug 1992 50% - 75% 2428916
James Vandevoorde President 1 Aug 1993 25% - 50% 2430153
James Michael Vandevoorde President and chief compliance officer 1 Aug 1993 25% - 50% 2430153
David Abraham Paller Vice president 1 Feb 2001 Other 1730504
Jennifer Lea Loper Vice president 1 Mar 2001 Other 4520949
Michael A Young Sr. vp & director of research 1 Mar 2003 Other 4644803
Kerrie Ann Riker Vice president 1 Apr 2004 Other 3119693
Casey Donald Grigg Vice president 1 Apr 2004 Other 4158889

Based in Pasadena

The principal office where Robert Osher Investment Management performs its advisory services is located at 125 North Raymond Avenue, Pasadena, CA 91103, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 626-844-7184 or by fax 626-844-7185. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.osherco.com.