Great Oaks Capital Management, LLC (New York)


Great Oaks Capital Management, LLC is a large advisory firm based in New York. It manages $201.98 million of regulatory assets for 34 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

Great Oaks Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Great Oaks Capital Management: assets under management

The assets under management (AUM) of Great Oaks Capital Management, LLC is $201.98 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $201.98 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.94 million each.
Great Oaks Capital Management has custody of $34.43 million in cash and securities for 8 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Great Oaks Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Great Oaks Capital Management, LLC

Great Oaks Capital Management, LLC is owned by Andrew Krebs Boszhardt. Celine Senwei Ma joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Andrew Krebs Boszhardt Owner 1 Aug 2003 75% - 100% 721099
Celine Senwei Ma Chief compliance officer 1 Mar 2005 Other 3041413
Celine Senwei Ma Kwok Chief compliance officer 1 Mar 2005 Other 3041413

Based in New York

The principal office where Great Oaks Capital Management, LLC performs its advisory services is located at 660 Madison Avenue, New York, NY 10065, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-821-1800 or by fax 206-338-2143. The normal business hours are 9am-5pm on Monday - Friday.