Berkeley International Asset Management (San Francisco)


Berkeley International Asset Management is a large advisory firm based in San Francisco. It manages $177.41 million of regulatory assets for 900 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 43 other states.

Berkeley International Asset Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Berkeley International Asset Management: assets under management

The assets under management (AUM) of Berkeley International Asset Management is $177.41 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $177.41 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $197.13 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Berkeley International Asset Management for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Berkeley (Usa) Holdings Limited Interim parent corporation 1 Feb 1992 75% - 100% 94-3112097
Berkeley Technology Limited Ultimate parent 1 Feb 1992 75% - 100% foreign
Nominal Ltd Acct Lp Option Trust Shareholder, ultimate parent stock option plan 1 Feb 1992 25% - 50% foreign

Based in San Francisco

The principal office where Berkeley International Asset Management performs its advisory services is located at 650 California Street Ste 2800, San Francisco, CA 94108, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-249-0450 or by fax 415-249-0553. The normal business hours are 8:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at berkeleyvc.com.