Rodgers & Associates, Ltd. is a large advisory firm based in Lancaster. It manages $862.59 million of regulatory assets for 3,025 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Arizona, Delaware, Florida, and 7 other states.
Rodgers & Associates provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for approximately 1,000 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Rodgers & Associates, Ltd. is $862.59 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 239% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Rodgers & Associates, Ltd. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Rick Lee Rodgers is high net worth individuals with 328 clients and $575.2 million of assets under management. Among the 11 most similar advisory firms, Rodgers & Associates has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $862.59 million for 869 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Rodgers & Associates doesn't advise any private funds.
The company employs 15 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 9 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Rick Lee Rodgers has been acting as President since 1 Dec 1996. Susan Lee Connors joined the executive team most recently as the Director.
The principal office where Rodgers & Associates, Ltd. performs its advisory services is located at 2025 Lititz Pike, Lancaster, PA 17601, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 717-560-3800 or by fax 717-581-1435. The normal business hours are monday - thursday 8:00 am - 5:00 pm, friday 8:00 am - 4:00 pm on Monday - Friday. You can find more information about the New York firm at rodgers-associates.com.