Halbis Capital Management (Uk) Limited (London, England)


Halbis Capital Management (Uk) Limited is a large advisory firm based in London, England. It manages $82.89 billion of regulatory assets for 107 client accounts. It has been registered with the SEC as an adviser since 2007.

Halbis Capital Management (Uk) Limited provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Halbis Capital Management (Uk) Limited: assets under management

The assets under management (AUM) of Halbis Capital Management (Uk) Limited is $82.89 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 270% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $82.89 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $774.69 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Halbis Capital Management (Uk) Limited for their services and products based on fixed fees and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Halbis Capital Management (Uk) Limited

Dean Buckley has been acting as President since 1 Nov 2005. John Michael Flint joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Botley Chief finance officer 1 Dec 2002 Other 4936362
Hsbc Group Investment Businesses Limited Holding company 1 Dec 2002 75% - 100% haml
Nigel David Parry Chief compliance officer 1 Dec 2002 Other 4776740
Hsbc Global Asset Management (Uk) Limited Holding company 1 Dec 2002 75% - 100% haml
Hsbc Global Asset Management Limited Holding company 1 Dec 2002 75% - 100% haml
Nigel Anthony Brown Director 1 May 2005 Other 5127767
Christopher Cheetham Chief executive officer 1 May 2005 Other 4776746
Farley Thomas Director 1 May 2005 Other 5127766
Christopher Spencer Cheetham Chief executive officer 1 May 2005 Other 4776746
Dean Buckley Director 1 Nov 2005 Other 4339854
Mark Seumas Mccombe Director 1 Mar 2007 Other 5306840
Guillermo Eduardo Maldonado Codina Director 1 Feb 2008 Other 5512702
Barbara Hedwig Rupf Bee Director 1 Feb 2008 Other 5512704
Michael Kay Chief finance officer 1 Mar 2008 Other 5512708
John Michael Flint Director 1 Jan 2010 Other 5750483

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Hsbc Holdings Plc Holding company 1 Apr 1991 75% - 100% holdings
Hsbc Investment Bank Holdings Plc Holding company 1 Apr 1994 75% - 100% hibhl

Based in London, England

The principal office where Halbis Capital Management (Uk) Limited performs its advisory services is located at 78 St. James's Street, London, England, Sw1 A 1 Ej, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 0207 991 8888 or by fax 0207 024 1984. The normal business hours are 9.00 - 17.00 on Monday - Friday. You can find more information about the New York firm at www.halbis.com.