Fetterman Investments, Inc. (Dallas)


Fetterman Investments, Inc. is a large advisory firm based in Dallas. It manages $56.48 million of regulatory assets for 60 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Texas.

Fetterman Investments provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fetterman Investments: assets under management

The assets under management (AUM) of Fetterman Investments, Inc. is $56.48 million. The firm's AUM has grown by 73% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fetterman Investments, Inc. for their services and products based on a percentage of assets under management and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fetterman Investments, Inc.

Terry Lee Hill has been acting as President since 1 Apr 2000. Scott Allen Hayes joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Isc Group Shareholder 1 Apr 2000 75% - 100% 75-2290811
Scott Allen Hayes Vice president/secretary 1 Apr 2000 Other 2375916
Terry Lee Hill President 1 Apr 2000 Other 809232
Donald William Sterling Financial principal 1 Apr 2000 Other 1192425
Scott Allen Hayes Chief compliance officer 1 Nov 2004 Other 2375916

Based in Dallas

The principal office where Fetterman Investments, Inc. performs its advisory services is located at 12720 Hillcrest Rd, Dallas, TX 75230, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (972)233-1120 or by fax (972)503-7096. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday.