Galtera N.A., Inc. is a large advisory firm based in New York. It manages $597.81 million of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Minnesota and Tennessee.
Galtera N.A. provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Galtera N.A., Inc. is $597.81 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -40% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Galtera N.A., Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Susan Kay Haugerud has been acting as President since 1 Dec 2005. Stephen Kurt Spero joined the executive team most recently as the Chief Operating Officer/Chief Compliance Officer.
The principal office where Galtera N.A., Inc. performs its advisory services is located at 597 5 Th Ave., New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Lookout Mountain, TN. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-598-1837 or by fax 212-656-1537. The normal business hours are 8:00am-6:00pm on Monday - Friday.